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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
626
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$1.03M 0.02%
9,892
-2,213
-18% -$232K
CME icon
627
CME Group
CME
$92.2B
$1.03M 0.02%
4,519
-107
-2% -$23.5K
ESS icon
628
Essex Property Trust
ESS
$18.9B
$1.03M 0.02%
2,925
-906
-24% -$308K
AQNU
629
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$1.03M 0.02%
21,745
+1,115
+5% +$52.6K
ESGU icon
630
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$1.02M 0.02%
9,449
– –
FPE icon
631
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.02M 0.02%
50,202
+2,333
+5% +$47.5K
CINF icon
632
Cincinnati Financial
CINF
$28.3B
$1.01M 0.02%
8,895
-2,825
-24% -$334K
NXTG icon
633
First Trust Indxx NextG ETF
NXTG
$537M
$1.01M 0.02%
12,176
+10
+0.1% +$796
MCK icon
634
McKesson
MCK
$98.5B
$1M 0.02%
4,044
-3,457
-46% -$759K
SLV icon
635
iShares Silver Trust
SLV
$28.1B
$1M 0.02%
46,480
+1,190
+3% +$25.7K
ANSS
636
DELISTED
Ansys
ANSS
$989K 0.02%
2,465
-79
-3% -$30.4K
SHV icon
637
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$986K 0.01%
8,931
+4,136
+86% +$457K
IYJ icon
638
iShares US Industrials ETF
IYJ
$1.98B
$983K 0.01%
8,722
+5
+0.1% +$555
NTAP icon
639
NetApp
NTAP
$32.9B
$976K 0.01%
10,610
-18,082
-63% -$1.63M
OMF icon
640
OneMain Financial
OMF
$6.9B
$974K 0.01%
19,465
-17,293
-47% -$915K
TER icon
641
Teradyne
TER
$54.8B
$974K 0.01%
5,959
+156
+3% +$21.9K
UNM icon
642
Unum
UNM
$13.8B
$970K 0.01%
39,496
-2,950
-7% -$75.5K
CPT icon
643
Camden Property Trust
CPT
$11.3B
$966K 0.01%
5,405
-16
-0.3% -$2.64K
XBI icon
644
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$964K 0.01%
8,612
-1,925
-18% -$232K
HBAN icon
645
Huntington Bancshares
HBAN
$35.1B
$961K 0.01%
62,304
-33,676
-35% -$531K
FNX icon
646
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$960K 0.01%
9,340
+249
+3% +$25.5K
FXH icon
647
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$955K 0.01%
7,691
– –
APTV icon
648
Aptiv
APTV
$12B
$949K 0.01%
5,751
+347
+6% +$57.9K
FANG icon
649
Diamondback Energy
FANG
$57.6B
$949K 0.01%
8,796
+6,139
+231% +$665K
HSY icon
650
Hershey
HSY
$35.4B
$947K 0.01%
4,894
+1,239
+34% +$224K
24 25
26
27 28

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.