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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
576
Exelon
EXC
$48.6B
$1.19M 0.02%
28,905
-45,956
-61% -$1.73M
RY icon
577
Royal Bank of Canada
RY
$291B
$1.19M 0.02%
11,169
-2,727
-20% -$283K
AZN icon
578
AstraZeneca
AZN
$263B
$1.18M 0.02%
10,146
-18
-0.2% -$2.12K
MPLX icon
579
MPLX
MPLX
$59.5B
$1.18M 0.02%
39,858
-10,253
-20% -$307K
SHOP icon
580
Shopify
SHOP
$148B
$1.18M 0.02%
8,550
+2,240
+35% +$327K
KJUL icon
581
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$1.17M 0.02%
44,345
-14,824
-25% -$393K
CPRT icon
582
Copart
CPRT
$25.9B
$1.17M 0.02%
30,896
+1,384
+5% +$51.4K
KEYS icon
583
Keysight
KEYS
$54.5B
$1.17M 0.02%
5,671
+142
+3% +$26.6K
KHC icon
584
Kraft Heinz
KHC
$30.4B
$1.17M 0.02%
32,599
-945
-3% -$34K
GPN icon
585
Global Payments
GPN
$22.1B
$1.16M 0.02%
8,593
+3,247
+61% +$448K
SPG icon
586
Simon Property Group
SPG
$74.5B
$1.16M 0.02%
7,266
+132
+2% +$20.1K
PAA icon
587
Plains All American Pipeline
PAA
$17.4B
$1.16M 0.02%
123,754
+18,594
+18% +$187K
MLPA icon
588
Global X MLP ETF
MLPA
$2.28B
$1.15M 0.02%
32,925
+265
+0.8% +$9.51K
LAZ icon
589
Lazard
LAZ
$4.37B
$1.15M 0.02%
26,375
+4,300
+19% +$201K
HUM icon
590
Humana
HUM
$46.7B
$1.14M 0.02%
2,455
+324
+15% +$143K
NNN icon
591
NNN REIT
NNN
$9.39B
$1.14M 0.02%
23,650
-3,577
-13% -$164K
SDC
592
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$1.14M 0.02%
483,801
+132,337
+38% +$553K
VXF icon
593
Vanguard Extended Market ETF
VXF
$30.3B
$1.13M 0.02%
6,189
-91
-1% -$17.1K
BBAG icon
594
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.02B
$1.13M 0.02%
20,877
+35
+0.2% +$1.89K
XLI icon
595
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.13M 0.02%
10,633
-3,160
-23% -$328K
FSBC icon
596
Five Star Bancorp
FSBC
$1B
$1.12M 0.02%
37,450
-7,500
-17% -$210K
AEPPZ
597
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$1.12M 0.02%
21,365
+1,350
+7% +$68.6K
AVLR
598
DELISTED
Avalara, Inc.
AVLR
$1.12M 0.02%
8,697
+407
+5% +$63.5K
KRP icon
599
Kimbell Royalty Partners
KRP
$1.47B
$1.12M 0.02%
82,289
+60,931
+285% +$873K
GCOW icon
600
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$1.12M 0.02%
35,507
+117
+0.3% +$3.56K
22 23
24
25 26

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.