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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
551
Pentair
PNR
$10.2B
$1.27M 0.02%
17,461
-6,814
-28% -$502K
QRVO icon
552
Qorvo
QRVO
$7.63B
$1.27M 0.02%
8,108
+359
+5% +$57.1K
SPYD icon
553
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$1.27M 0.02%
30,166
-3,104
-9% -$127K
IJT icon
554
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$1.26M 0.02%
9,117
-1,579
-15% -$215K
BTRS
555
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$1.26M 0.02%
161,700
+20,000
+14% +$173K
IBDN
556
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$1.26M 0.02%
50,231
– –
HQL
557
abrdn Life Sciences Investors
HQL
$585M
$1.26M 0.02%
65,567
-52,416
-44% -$1.05M
OEC icon
558
Orion
OEC
$394M
$1.26M 0.02%
68,478
-13,460
-16% -$251K
GINN icon
559
Goldman Sachs Innovate Equity ETF
GINN
$199M
$1.25M 0.02%
20,654
+3,000
+17% +$185K
RCL icon
560
Royal Caribbean
RCL
$78.7B
$1.25M 0.02%
16,316
+246
+2% +$20K
EP.PRC icon
561
El Paso Energy Capital Trust I
EP.PRC
$225M
$1.25M 0.02%
+24,759
New +$1.24M
VCR icon
562
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.25M 0.02%
3,657
-65
-2% -$21.8K
MDY icon
563
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$1.24M 0.02%
2,389
-566
-19% -$288K
SNY icon
564
Sanofi
SNY
$104B
$1.23M 0.02%
24,569
-34,542
-58% -$1.71M
TPL icon
565
Texas Pacific Land
TPL
$28.9B
$1.23M 0.02%
8,847
– –
FAX
566
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.23M 0.02%
53,512
-3,732
-7% -$91.2K
O icon
567
Realty Income
O
$61.2B
$1.22M 0.02%
17,013
-7,540
-31% -$518K
AIG icon
568
American International
AIG
$41.9B
$1.22M 0.02%
21,411
-5,821
-21% -$331K
IEI icon
569
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.22M 0.02%
9,445
-367
-4% -$47.4K
SOLN
570
DELISTED
The Southern Company
SOLN
$1.21M 0.02%
22,565
+1,100
+5% +$56.9K
RDIV icon
571
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
$1.21M 0.02%
28,595
+1,625
+6% +$65.9K
JNK icon
572
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$1.2M 0.02%
11,051
+96
+0.9% +$10.4K
WOLF icon
573
Wolfspeed
WOLF
$1.2B
$1.2M 0.02%
10,692
-2,717
-20% -$303K
WPC icon
574
W.P. Carey
WPC
$17.1B
$1.19M 0.02%
14,846
-739
-5% -$56.6K
SIVB
575
DELISTED
SVB Financial Group
SIVB
$1.19M 0.02%
1,757
+72
+4% +$50.7K
21 22
23
24 25

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.