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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAR
526
DELISTED
Varian Medical Systems, Inc.
VAR
$449K 0.02%
5,148
-604
-11% -$49.2K
GSG icon
527
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.02B
$448K 0.02%
30,213
+6,021
+25% +$87.4K
CBSH icon
528
Commerce Bancshares
CBSH
$8.5B
$444K 0.02%
14,668
+2,046
+16% +$61K
FXU icon
529
First Trust Utilities AlphaDEX Fund
FXU
$845M
$443K 0.02%
17,070
-12,211
-42% -$326K
NATI
530
DELISTED
National Instruments Corp
NATI
$443K 0.02%
15,609
+1,255
+9% +$35.2K
FXG icon
531
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$442K 0.02%
9,524
-6,770
-42% -$325K
MKTX icon
532
MarketAxess Holdings
MKTX
$4.15B
$441K 0.02%
2,666
-9
-0.3% -$1.46K
FXN icon
533
First Trust Energy AlphaDEX Fund
FXN
$398M
$438K 0.02%
28,415
-19,849
-41% -$294K
WPC icon
534
W.P. Carey
WPC
$17.1B
$437K 0.02%
6,911
+328
+5% +$21.9K
CRT
535
Cross Timbers Royalty Trust
CRT
$60.9M
$434K 0.02%
23,817
+4,775
+25% +$90.1K
FEN
536
DELISTED
First Trust Energy Income and Growth Fund
FEN
$433K 0.02%
15,966
+3,532
+28% +$90.5K
CAB
537
DELISTED
Cabela's Inc
CAB
$433K 0.02%
7,882
+71
+0.9% +$3.63K
TLH icon
538
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$432K 0.02%
2,980
-16,660
-85% -$2.42M
ICMB icon
539
Investcorp Credit Management BDC
ICMB
$11.3M
$430K 0.02%
47,577
-1,588
-3% -$15K
NUVA
540
DELISTED
NuVasive, Inc.
NUVA
$428K 0.02%
6,415
– –
CHKP icon
541
Check Point Software Technologies
CHKP
$13.3B
$425K 0.02%
5,473
-13,785
-72% -$1.07M
ALK icon
542
Alaska Air
ALK
$5.15B
$422K 0.02%
6,401
+155
+2% +$10.2K
TYL icon
543
Tyler Technologies
TYL
$12.2B
$420K 0.02%
2,453
-4
-0.2% -$667
BPL
544
DELISTED
Buckeye Partners, L.P.
BPL
$418K 0.02%
5,833
+351
+6% +$25K
ANSS
545
DELISTED
Ansys
ANSS
$417K 0.02%
4,498
– –
IMAX icon
546
IMAX
IMAX
$2.38B
$412K 0.02%
14,211
+283
+2% +$8.62K
CORE
547
DELISTED
Core Mark Holding Co., Inc.
CORE
$410K 0.02%
11,463
-1,919
-14% -$82.7K
GEN icon
548
Gen Digital
GEN
$15.6B
$409K 0.02%
16,298
-490
-3% -$11.1K
WPG
549
DELISTED
Washington Prime Group Inc.
WPG
$407K 0.02%
3,653
-46
-1% -$5.28K
WES icon
550
Western Midstream Partners
WES
$19.6B
$405K 0.02%
9,520
-250
-3% -$9.42K
20 21
22
23 24

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.