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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$2.28B
AUM Growth
+$42.1M
Cap. Flow
-$10.1M
Cap. Flow %
-0.44%
Top 10 Hldgs %
26.52%
Holding
810
New
42
Increased
333
Reduced
333
Closed
37

Top Buys

Rank Stock Value
1
HOMB icon
Home BancShares
HOMB
+$7.89M
2
ABBV icon
AbbVie
ABBV
+$3.33M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.22M
4
SNY icon
Sanofi
SNY
+$3.01M
5
AAPL icon
Apple
AAPL
+$2.97M

Top Sells

Rank Stock Value
1
IHS
IHS INC CL-A COM STK
IHS
+$5.57M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.13M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$4.69M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.33M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$4.24M

Sector Composition

Rank Sector Weight
1 Healthcare 9.16%
2 Financials 7.79%
3 Consumer Staples 7.45%
4 Technology 6.2%
5 Energy 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
501
Vanguard Financials ETF
VFH
$13.5B
$503K 0.02%
10,186
+3,708
+57% +$183K
BLK icon
502
Blackrock
BLK
$164B
$501K 0.02%
1,382
+95
+7% +$34.6K
B
503
Barrick Mining
B
$61.9B
$501K 0.02%
28,290
-10,074
-26% -$201K
EEFT icon
504
Euronet Worldwide
EEFT
$3.02B
$500K 0.02%
6,107
+57
+0.9% +$4.37K
RATE
505
DELISTED
Bankrate Inc
RATE
$494K 0.02%
58,204
-6,918
-11% -$55K
TWX
506
DELISTED
Time Warner Inc
TWX
$493K 0.02%
6,192
+2,840
+85% +$222K
AIG icon
507
American International
AIG
$42.4B
$490K 0.02%
8,265
+585
+8% +$33.4K
WAGE
508
DELISTED
WageWorks, Inc.
WAGE
$489K 0.02%
8,021
-14
-0.2% -$858
SWN
509
DELISTED
Southwestern Energy Company
SWN
$486K 0.02%
35,091
+1,090
+3% +$15.1K
FTK icon
510
Flotek Industries
FTK
$919M
$483K 0.02%
5,533
-13,004
-70% -$1.13M
DMLP icon
511
Dorchester Minerals
DMLP
$1.33B
$482K 0.02%
31,276
+5,947
+23% +$89.5K
BF.B icon
512
Brown-Forman Class B
BF.B
$12.2B
$474K 0.02%
15,622
+897
+6% +$27.8K
CEM
513
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$472K 0.02%
5,793
-314
-5% -$25.1K
LLTC
514
DELISTED
Linear Technology Corp
LLTC
$472K 0.02%
7,965
-838
-10% -$47K
HTGC icon
515
Hercules Capital
HTGC
$2.97B
$468K 0.02%
34,541
+6,827
+25% +$91K
TSLA icon
516
Tesla
TSLA
$1.22T
$463K 0.02%
34,005
+5,595
+20% +$80.8K
CM icon
517
Canadian Imperial Bank of Commerce
CM
$108B
$460K 0.02%
11,856
+678
+6% +$26.1K
CPHD
518
DELISTED
Cepheid Inc
CPHD
$459K 0.02%
8,720
-8,029
-48% -$320K
LNC icon
519
Lincoln National
LNC
$8B
$457K 0.02%
9,737
-686
-7% -$30.7K
NCMI icon
520
National CineMedia
NCMI
$357M
$457K 0.02%
3,105
– –
MLPA icon
521
Global X MLP ETF
MLPA
$2.25B
$456K 0.02%
6,542
– –
GOV
522
DELISTED
Government Properties Income Trust
GOV
$455K 0.02%
20,097
+1,567
+8% +$36.7K
WOOF
523
DELISTED
VCA Inc.
WOOF
$452K 0.02%
6,463
-35
-0.5% -$2.45K
AMAT icon
524
Applied Materials
AMAT
$406B
$450K 0.02%
14,916
+2,015
+16% +$56.2K
ADM icon
525
Archer Daniels Midland
ADM
$40.2B
$449K 0.02%
10,640
+2,145
+25% +$92.7K
19 20
21
22 23

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Stephens Inc's Q3 2016 Portfolio in Review

As of Q3 2016, Stephens Inc held 810 positions worth $2.28B, up 1.9% from $2.24B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Stephens Inc's Q3 2016 filing shows 42 new, 333 increased, 333 reduced and 37 closed positions. Its largest new stake was iShares US Transportation ETF: 71,556 shares worth $2.6M. The largest sale was IHS INC CL-A COM STK, an estimated $5.57M.

By sector, the portfolio is most concentrated in Healthcare at 9.2% of assets, down from 9.2% a quarter earlier, followed by Financials and Consumer Staples.

  • Stephens Inc's largest Q3 2016 buy was iShares US Transportation ETF: 71,556 shares worth $2.6M.
  • Stephens Inc added most to Home BancShares in Q3 2016, an estimated $7.89M increase.
  • Stephens Inc's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $5.13M.
  • Stephens Inc fully exited IHS INC CL-A COM STK in Q3 2016, selling an estimated $5.57M.
  • Stephens Inc's ten largest holdings make up 27% of its $2.28B portfolio in Q3 2016.
  • Stephens Inc opened 42 new positions and closed 37 in Q3 2016.
  • Stephens Inc's portfolio value rose 1.9% quarter-over-quarter to $2.28B.

Based on Stephens Inc's 13F filing for Q3 2016, filed 10 Nov 2016.