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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
26
Lowe's Companies
LOW
$119B
$43.3M 0.66%
167,582
-12,954
-7% -$3.08M
PFF icon
27
iShares Preferred and Income Securities ETF
PFF
$13.2B
$42.5M 0.64%
1,076,980
+57,200
+6% +$2.22M
VNQ icon
28
Vanguard Real Estate ETF
VNQ
$39.8B
$41.8M 0.63%
360,238
-8,118
-2% -$887K
IWO icon
29
iShares Russell 2000 Growth ETF
IWO
$14.4B
$40.7M 0.62%
138,731
+16,052
+13% +$4.84M
CVX icon
30
Chevron
CVX
$378B
$40.2M 0.61%
342,852
-27,921
-8% -$3.17M
BIV icon
31
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$38.3M 0.58%
436,587
+37,099
+9% +$3.29M
BX icon
32
Blackstone
BX
$106B
$38M 0.57%
293,424
-6,051
-2% -$807K
IVW icon
33
iShares S&P 500 Growth ETF
IVW
$72.2B
$37.7M 0.57%
450,126
+4,442
+1% +$358K
UNH icon
34
UnitedHealth
UNH
$379B
$37.4M 0.57%
74,486
-1,220
-2% -$552K
QQQ icon
35
Invesco QQQ Trust
QQQ
$449B
$37M 0.56%
93,085
-157
-0.2% -$60.6K
AMLP icon
36
Alerian MLP ETF
AMLP
$12.7B
$36.2M 0.55%
1,105,809
-48,106
-4% -$1.63M
CRM icon
37
Salesforce
CRM
$142B
$36M 0.54%
141,529
+66
+0% +$18.5K
JNJ icon
38
Johnson & Johnson
JNJ
$641B
$36M 0.54%
210,230
-19,852
-9% -$3.25M
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$3.99T
$35.8M 0.54%
247,060
-7,440
-3% -$1.07M
IWR icon
40
iShares Russell Mid-Cap ETF
IWR
$56.1B
$34.9M 0.53%
420,997
-18,694
-4% -$1.53M
MA icon
41
Mastercard
MA
$487B
$33.7M 0.51%
93,811
+19,230
+26% +$6.65M
HD icon
42
Home Depot
HD
$335B
$33.2M 0.5%
79,902
-2,763
-3% -$1.05M
VO icon
43
Vanguard Mid-Cap ETF
VO
$107B
$32.6M 0.49%
511,064
-10,856
-2% -$681K
OBDC icon
44
Blue Owl Capital
OBDC
$5.42B
$31.4M 0.47%
2,216,047
+91,379
+4% +$1.31M
BND icon
45
Vanguard Total Bond Market
BND
$158B
$31.2M 0.47%
368,307
-142
-0% -$12.1K
IAU icon
46
iShares Gold Trust
IAU
$63.4B
$31.1M 0.47%
893,502
-8,744
-1% -$299K
ABT icon
47
Abbott
ABT
$182B
$30.6M 0.46%
217,198
-7,160
-3% -$916K
ABBV icon
48
AbbVie
ABBV
$454B
$30.4M 0.46%
224,804
-46,308
-17% -$5.47M
VB icon
49
Vanguard Small-Cap ETF
VB
$79.9B
$30.3M 0.46%
134,071
-3,764
-3% -$855K
PFE icon
50
Pfizer
PFE
$141B
$29.6M 0.45%
501,595
-528
-0.1% -$26.2K
1
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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.