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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARAP
426
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$2.27M 0.03%
+45,242
New +$2.61M
EWBC icon
427
East-West Bancorp
EWBC
$17.9B
$2.26M 0.03%
28,768
-380
-1% -$30.6K
BRO icon
428
Brown & Brown
BRO
$22.9B
$2.26M 0.03%
32,136
-5,380
-14% -$347K
SPTI icon
429
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$2.25M 0.03%
70,207
-4,369
-6% -$140K
TCBX icon
430
Third Coast Bancshares
TCBX
$709M
$2.25M 0.03%
+86,602
New +$2.33M
MKTX icon
431
MarketAxess Holdings
MKTX
$4.15B
$2.25M 0.03%
5,465
+4,142
+313% +$1.63M
PVH icon
432
PVH
PVH
$3.71B
$2.23M 0.03%
20,948
+53
+0.3% +$5.79K
JKHY icon
433
Jack Henry & Associates
JKHY
$10.7B
$2.23M 0.03%
+13,322
New +$2.16M
VFC icon
434
VF Corp
VFC
$6.68B
$2.22M 0.03%
30,294
-7,523
-20% -$550K
TTE icon
435
TotalEnergies
TTE
$193B
$2.21M 0.03%
44,684
-46,525
-51% -$2.32M
FHN icon
436
First Horizon
FHN
$12.1B
$2.21M 0.03%
135,005
+123,523
+1,076% +$2.06M
BLKB icon
437
Blackbaud
BLKB
$1.5B
$2.2M 0.03%
27,904
+369
+1% +$28.5K
ITOT icon
438
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$2.2M 0.03%
20,606
+3
+0% +$314
DEO icon
439
Diageo
DEO
$46.2B
$2.18M 0.03%
9,920
-3,002
-23% -$616K
SON icon
440
Sonoco
SON
$5.76B
$2.18M 0.03%
37,638
-7,049
-16% -$421K
WY icon
441
Weyerhaeuser
WY
$17.3B
$2.18M 0.03%
52,887
-10,743
-17% -$408K
NJAN icon
442
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
$2.17M 0.03%
51,149
-457
-0.9% -$19.2K
DE icon
443
Deere & Co
DE
$170B
$2.15M 0.03%
6,272
-575
-8% -$200K
INTU icon
444
Intuit
INTU
$81.1B
$2.15M 0.03%
3,335
-224
-6% -$138K
PNTG icon
445
Pennant Group
PNTG
$1.43B
$2.14M 0.03%
+92,526
New +$2.14M
FRT icon
446
Federal Realty Investment Trust
FRT
$10.9B
$2.13M 0.03%
15,642
-5,248
-25% -$666K
UBER icon
447
Uber
UBER
$134B
$2.13M 0.03%
50,816
+13,032
+34% +$562K
PGR icon
448
Progressive
PGR
$124B
$2.12M 0.03%
20,676
-13,283
-39% -$1.27M
DOCU
449
DocuSign
DOCU
$9.63B
$2.1M 0.03%
13,816
+7,082
+105% +$1.61M
CGNT icon
450
Cognyte Software
CGNT
$612M
$2.1M 0.03%
134,230
-16,825
-11% -$340K
16 17
18
19 20

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.