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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIBR icon
401
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$2.6M 0.04%
49,289
-11,327
-19% -$595K
CDMO
402
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2.58M 0.04%
88,343
-24,963
-22% -$714K
GDX icon
403
VanEck Gold Miners ETF
GDX
$23B
$2.55M 0.04%
79,646
+39,196
+97% +$1.25M
VRTX icon
404
Vertex Pharmaceuticals
VRTX
$121B
$2.53M 0.04%
11,503
-2,496
-18% -$485K
RJF icon
405
Raymond James Financial
RJF
$32.5B
$2.52M 0.04%
25,077
+138
+0.6% +$13.6K
VIGI icon
406
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$2.51M 0.04%
29,418
-1,557
-5% -$138K
ABMD
407
DELISTED
Abiomed Inc
ABMD
$2.5M 0.04%
6,960
-50
-0.7% -$16.9K
ICLR icon
408
Icon
ICLR
$12.8B
$2.49M 0.04%
8,033
+426
+6% +$119K
SPLK
409
DELISTED
Splunk Inc
SPLK
$2.47M 0.04%
21,369
+1,229
+6% +$172K
FCX icon
410
Freeport-McMoran
FCX
$90B
$2.47M 0.04%
59,137
-11,094
-16% -$422K
PPG icon
411
PPG Industries
PPG
$25.9B
$2.46M 0.04%
14,293
-5,070
-26% -$815K
VOT icon
412
Vanguard Mid-Cap Growth ETF
VOT
$19B
$2.45M 0.04%
9,634
+893
+10% +$225K
BDJ icon
413
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$2.45M 0.04%
243,106
-1,485
-0.6% -$14.9K
IXUS icon
414
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.44M 0.04%
34,336
-1,357
-4% -$97.5K
GM icon
415
General Motors
GM
$74.7B
$2.43M 0.04%
41,418
+691
+2% +$40.4K
MDLZ icon
416
Mondelez International
MDLZ
$77.7B
$2.4M 0.04%
36,183
-858
-2% -$52.9K
TTD icon
417
Trade Desk
TTD
$8.13B
$2.39M 0.04%
26,103
+155
+0.6% +$13.6K
WDC icon
418
Western Digital
WDC
$179B
$2.35M 0.04%
47,681
-9,008
-16% -$391K
HDV
419
iShares Core High Dividend ETF
HDV
$14.4B
$2.34M 0.04%
115,845
-26,720
-19% -$524K
VPL icon
420
Vanguard FTSE Pacific ETF
VPL
$8.05B
$2.33M 0.04%
29,859
+5,073
+20% +$405K
HYG icon
421
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$2.33M 0.04%
26,752
-4,277
-14% -$371K
BCE icon
422
BCE
BCE
$19.9B
$2.32M 0.04%
44,611
-55,608
-55% -$2.84M
FXL icon
423
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.29M 0.03%
17,375
-5
-0% -$655
MNST icon
424
Monster Beverage
MNST
$91.4B
$2.29M 0.03%
47,776
-4,854
-9% -$216K
MCHP icon
425
Microchip Technology
MCHP
$42.8B
$2.28M 0.03%
26,155
+493
+2% +$39.9K
15 16
17
18 19

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.