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Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$5.22B
AUM Growth
-$342M
Cap. Flow
-$167M
Cap. Flow %
-3.19%
Top 10 Hldgs %
18.49%
Holding
1,302
New
75
Increased
376
Reduced
612
Closed
88

Top Buys

Rank Stock Value
1
JCPB icon
JPMorgan Core Plus Bond ETF
JCPB
+$47.8M
2
USRT icon
iShares Core US REIT ETF
USRT
+$16.6M
3
BUFG icon
FT Vest Buffered Allocation Growth ETF
BUFG
+$13.3M
4
GLBE icon
Global E Online
GLBE
+$10.8M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$10.6M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$48.9M
2
AMZN icon
Amazon
AMZN
+$20.8M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$20.2M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$9.47M
5
NOW icon
ServiceNow
NOW
+$8.72M

Sector Composition

Rank Sector Weight
1 Technology 11.57%
2 Financials 9.25%
3 Healthcare 6.76%
4 Consumer Discretionary 6.03%
5 Industrials 5.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAUG icon
376
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$109M
$1.97M 0.04%
+100,061
New +$1.99M
NSC icon
377
Norfolk Southern
NSC
$78.8B
$1.95M 0.04%
9,901
-31
-0.3% -$6.7K
XYZ
378
Block Inc
XYZ
$45.9B
$1.95M 0.04%
43,990
-1,923
-4% -$119K
IEF icon
379
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.94M 0.04%
21,200
+7,787
+58% +$734K
MCHP icon
380
Microchip Technology
MCHP
$42.8B
$1.94M 0.04%
24,802
-789
-3% -$66.1K
BF.B icon
381
Brown-Forman Class B
BF.B
$12B
$1.93M 0.04%
33,484
+7,476
+29% +$497K
FSMB icon
382
First Trust Short Duration Managed Municipal ETF
FSMB
$618M
$1.91M 0.04%
98,754
-8,984
-8% -$177K
RDVI icon
383
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$1.89M 0.04%
89,850
+2,650
+3% +$58.4K
VIGI icon
384
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$1.89M 0.04%
26,499
-662
-2% -$49.2K
VGT icon
385
Vanguard Information Technology ETF
VGT
$139B
$1.89M 0.04%
36,416
-576
-2% -$31.3K
FPE icon
386
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.88M 0.04%
118,017
+1,880
+2% +$30.3K
EXPD icon
387
Expeditors International
EXPD
$22.9B
$1.86M 0.04%
16,206
-245
-1% -$29.1K
ALGN icon
388
Align Technology
ALGN
$12B
$1.85M 0.04%
6,068
-3,728
-38% -$1.29M
IAT icon
389
iShares US Regional Banks ETF
IAT
$685M
$1.82M 0.03%
54,163
-40,738
-43% -$1.47M
FXL icon
390
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.81M 0.03%
16,265
-389
-2% -$44.5K
ROCK icon
391
Gibraltar Industries
ROCK
$1.34B
$1.8M 0.03%
26,734
+23,408
+704% +$1.6M
FTNT icon
392
Fortinet
FTNT
$112B
$1.8M 0.03%
30,720
+2,095
+7% +$139K
IVE icon
393
iShares S&P 500 Value ETF
IVE
$48.9B
$1.8M 0.03%
11,717
-323
-3% -$52.2K
PEG icon
394
Public Service Enterprise Group
PEG
$39.8B
$1.8M 0.03%
31,604
+286
+0.9% +$17.6K
BRO icon
395
Brown & Brown
BRO
$22.9B
$1.78M 0.03%
25,469
-514
-2% -$36.7K
SPYV icon
396
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.78M 0.03%
43,054
+29,309
+213% +$1.27M
FAUG icon
397
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$1.77M 0.03%
+47,464
New +$1.83M
SPTI icon
398
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1.75M 0.03%
63,497
– –
WDAY icon
399
Workday
WDAY
$33.4B
$1.75M 0.03%
8,126
-6,740
-45% -$1.56M
PSX icon
400
Phillips 66
PSX
$82.9B
$1.74M 0.03%
14,521
-340
-2% -$38.2K
14 15
16
17 18

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Stephens Inc's Q3 2023 Portfolio in Review

As of Q3 2023, Stephens Inc held 1,302 positions worth $5.22B, down 6.2% from $5.56B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Stephens Inc withdrew a net $167M in Q3 2023, closing 88 positions and reducing 612 holdings. Its most notable exit was Robert Half, an estimated $4.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in JPMorgan Core Plus Bond ETF worth $46.6M.

  • Stephens Inc's largest Q3 2023 buy was JPMorgan Core Plus Bond ETF: 1,043,721 shares worth $46.6M.
  • Stephens Inc added most to iShares MSCI EAFE ETF in Q3 2023, an estimated $10.6M increase.
  • Stephens Inc's biggest Q3 2023 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $48.9M.
  • Stephens Inc fully exited Robert Half in Q3 2023, selling an estimated $4.07M.
  • Stephens Inc's ten largest holdings make up 18% of its $5.22B portfolio in Q3 2023.
  • Stephens Inc opened 75 new positions and closed 88 in Q3 2023.
  • Stephens Inc's portfolio value fell 6.2% quarter-over-quarter to $5.22B.

Based on Stephens Inc's 13F filing for Q3 2023, filed 14 Nov 2023.