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Stephens Inc’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Stephens Inc’s Portfolio SAUG Stock Details SAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-36,508
Closed -$861K – 1303
2024
Q4 		$861K Sell
36,508
-97,169
-73% -$2.31M 0.01% 647
2024
Q3 		$3.12M Buy
133,677
+25,689
+24% +$584K 0.04% 355
2024
Q2 		$2.35M Sell
107,988
-587
-0.5% -$12.7K 0.04% 397
2024
Q1 		$2.38M Sell
108,575
-4,017
-4% -$85.2K 0.04% 389
2023
Q4 		$2.39M Buy
112,592
+12,531
+13% +$248K 0.04% 360
2023
Q3 		$1.97M Buy
+100,061
New +$1.99M 0.04% 376

Other funds holding SAUG

HIS
Harvest Investment Services Oakbrook Terrace, Illinois $547M AUM 64.58% 1-Year Est. Return
MW
Maia Wealth Denver, Colorado $591M AUM 16.31% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
AFAS
Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Stephens Inc's SAUG Position: Q1 2025 in Review

Stephens Inc sold out of FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q1 2025, closing a stake of 36,508 shares — an estimated $861K sold.

Stephens Inc first reported a position in SAUG in Q3 2023 and held it in 6 quarters. The position peaked at $3.12M in Q3 2024. 45 funds tracked by Wall St. Rank hold SAUG as of Q1 2025.

  • Stephens Inc reported no remaining FT Vest US Small Cap Moderate Buffer ETF August position as of Q1 2025 after selling out during the quarter.
  • Stephens Inc sold 36,508 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2025, an estimated $861K.
  • Stephens Inc first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2023 and held it in 6 quarters.
  • Stephens Inc's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $3.12M in Q3 2024.
  • 45 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2025.

Based on Stephens Inc's 13F filing for Q1 2025, filed 1 May 2025.