Stephens Inc’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Stephens Inc’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-36,508	Closed	-$861K	–	1303
2024 Q4	$861K	Sell	36,508 -97,169	-73%	-$2.31M	0.01%	647
2024 Q3	$3.12M	Buy	133,677 +25,689	+24%	+$584K	0.04%	355
2024 Q2	$2.35M	Sell	107,988 -587	-0.5%	-$12.7K	0.04%	397
2024 Q1	$2.38M	Sell	108,575 -4,017	-4%	-$85.2K	0.04%	389
2023 Q4	$2.39M	Buy	112,592 +12,531	+13%	+$248K	0.04%	360
2023 Q3	$1.97M	Buy	+100,061	New	+$1.99M	0.04%	376

Other funds holding SAUG

Harvest Investment Services Oakbrook Terrace, Illinois $647M AUM 89.3% 1-Year Est. Return

Maia Wealth Denver, Colorado $726M AUM 17.08% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Independent Financial Group San Diego, California $5.51B AUM 33.51% 1-Year Est. Return

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Stephens Inc's SAUG Position: Q1 2025 in Review

Stephens Inc sold out of FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q1 2025, closing a stake of 36,508 shares — an estimated $861K sold.

Stephens Inc first reported a position in SAUG in Q3 2023 and held it in 6 quarters. The position peaked at $3.12M in Q3 2024. 45 funds tracked by Wall St. Rank hold SAUG as of Q1 2025.

Stephens Inc reported no remaining FT Vest US Small Cap Moderate Buffer ETF August position as of Q1 2025 after selling out during the quarter.
Stephens Inc sold 36,508 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2025, an estimated $861K.
Stephens Inc first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2023 and held it in 6 quarters.
Stephens Inc's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $3.12M in Q3 2024.
45 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2025.

Based on Stephens Inc's 13F filing for Q1 2025, filed 1 May 2025.