Harvest Investment Services’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Harvest Investment Services’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-48,540	Closed	-$1.22M	–	374
2025 Q3	$1.22M	Sell	48,540 -424,907	-90%	-$10.3M	0.24%	107
2025 Q2	$11.1M	Sell	473,447 -17,391	-4%	-$392K	2.48%	5
2025 Q1	$11.1M	Buy	+490,838	New	+$11.5M	3.08%	5

Other funds holding SAUG

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

Harvest Investment Services's SAUG Position: Q4 2025 in Review

Harvest Investment Services sold out of FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q4 2025, closing a stake of 48,540 shares — an estimated $1.22M sold.

Harvest Investment Services first reported a position in SAUG in Q1 2025 and held it in 3 quarters. The position peaked at $11.1M in Q2 2025. 56 funds tracked by Wall St. Rank hold SAUG as of Q4 2025.

Harvest Investment Services reported no remaining FT Vest US Small Cap Moderate Buffer ETF August position as of Q4 2025 after selling out during the quarter.
Harvest Investment Services sold 48,540 FT Vest US Small Cap Moderate Buffer ETF August shares in Q4 2025, an estimated $1.22M.
Harvest Investment Services first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q1 2025 and held it in 3 quarters.
Harvest Investment Services's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $11.1M in Q2 2025.
56 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q4 2025.

Based on Harvest Investment Services's 13F filing for Q4 2025, filed 17 Feb 2026.