LPL Financial’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

LPL Financial’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.3M	Sell	46,718 -21,403	-31%	-$581K	﹤0.01%	4180
2026 Q1	$1.75M	Buy	68,121 +5,443	+9%	+$142K	﹤0.01%	3650
2025 Q4	$1.6M	Sell	62,678 -1,206	-2%	-$30.5K	﹤0.01%	3601
2025 Q3	$1.6M	Buy	63,884 +5,609	+10%	+$136K	﹤0.01%	3531
2025 Q2	$1.36M	Buy	58,275 +21,285	+58%	+$480K	﹤0.01%	3473
2025 Q1	$833K	Buy	+36,990	New	+$867K	﹤0.01%	3717

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $135M AUM

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

LPL Financial's SAUG Position: Q2 2026 in Review

LPL Financial reduced its FT Vest US Small Cap Moderate Buffer ETF August (SAUG) stake by 31% in Q2 2026, selling an estimated $581K and leaving 46,718 shares worth $1.3M. The position accounts for ﹤0.01% of the portfolio, ranked #4180.

LPL Financial first reported a position in SAUG in Q1 2025 and has held it in 6 quarters since. The position peaked at $1.75M in Q1 2026. 55 funds tracked by Wall St. Rank hold SAUG as of Q2 2026.

LPL Financial held 46,718 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $1.3M as of Q2 2026.
LPL Financial sold 21,403 FT Vest US Small Cap Moderate Buffer ETF August shares in Q2 2026, an estimated $581K.
FT Vest US Small Cap Moderate Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q2 2026, its #4180 holding.
LPL Financial first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q1 2025 and has held it in 6 quarters since.
LPL Financial's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $1.75M in Q1 2026.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q2 2026.

Based on LPL Financial's 13F filing for Q2 2026, filed 7 Aug 2026.