Harbour Investments’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Harbour Investments’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$316K	Sell	12,290 -1,284	-9%	-$33.4K	﹤0.01%	1280
2025 Q4	$346K	Sell	13,574 -9,361	-41%	-$236K	0.01%	1014
2025 Q3	$574K	Sell	22,935 -113,954	-83%	-$2.77M	0.01%	770
2025 Q2	$3.2M	Buy	136,889 +7,685	+6%	+$173K	0.08%	217
2025 Q1	$2.91M	Buy	129,204 +10,866	+9%	+$255K	0.08%	215
2024 Q4	$2.79M	Buy	118,338 +8,943	+8%	+$213K	0.08%	214
2024 Q3	$2.56M	Buy	109,395 +108,104	+8,374%	+$2.46M	0.08%	218
2024 Q2	$28.1K	Hold	1,291	–	–	﹤0.01%	1808
2024 Q1	$28.3K	Hold	1,291	–	–	﹤0.01%	1788
2023 Q4	$27.4K	Buy	+1,291	New	+$25.6K	﹤0.01%	1723

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Harbour Investments's SAUG Position: Q1 2026 in Review

Harbour Investments reduced its FT Vest US Small Cap Moderate Buffer ETF August (SAUG) stake by 9.5% in Q1 2026, selling an estimated $33.4K and leaving 12,290 shares worth $316K. The position accounts for ﹤0.01% of the portfolio, ranked #1280.

Harbour Investments first reported a position in SAUG in Q4 2023 and has held it in 10 quarters since. The position peaked at $3.2M in Q2 2025. 55 funds tracked by Wall St. Rank hold SAUG as of Q1 2026.

Harbour Investments held 12,290 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $316K as of Q1 2026.
Harbour Investments sold 1,284 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2026, an estimated $33.4K.
FT Vest US Small Cap Moderate Buffer ETF August made up ﹤0.01% of Harbour Investments's portfolio in Q1 2026, its #1280 holding.
Harbour Investments first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q4 2023 and has held it in 10 quarters since.
Harbour Investments's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $3.2M in Q2 2025.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2026.

Based on Harbour Investments's 13F filing for Q1 2026, filed 15 May 2026.