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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
376
Norfolk Southern
NSC
$78.8B
$2.9M 0.04%
9,758
-1,135
-10% -$317K
B
377
Barrick Mining
B
$62.2B
$2.88M 0.04%
151,642
-41,300
-21% -$784K
IPGP icon
378
IPG Photonics
IPGP
$3.89B
$2.87M 0.04%
16,673
+6,068
+57% +$1M
DXCM icon
379
DexCom
DXCM
$27.6B
$2.85M 0.04%
21,216
+208
+1% +$29.9K
FIXD icon
380
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.85M 0.04%
+53,476
New +$2.85M
STX icon
381
Seagate
STX
$193B
$2.84M 0.04%
25,156
-10,754
-30% -$1.05M
MGNI icon
382
Magnite
MGNI
$2.65B
$2.81M 0.04%
160,874
+67,119
+72% +$1.51M
CB icon
383
Chubb
CB
$140B
$2.81M 0.04%
14,534
-6,700
-32% -$1.26M
RDVY icon
384
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$2.81M 0.04%
54,188
+15,207
+39% +$767K
AMD icon
385
Advanced Micro Devices
AMD
$851B
$2.8M 0.04%
19,450
+1,184
+6% +$159K
FAST icon
386
Fastenal
FAST
$54B
$2.76M 0.04%
86,050
-808
-0.9% -$23.8K
DVN icon
387
Devon Energy
DVN
$51.9B
$2.75M 0.04%
+62,478
New +$2.6M
VDE icon
388
Vanguard Energy ETF
VDE
$10.1B
$2.72M 0.04%
35,091
-8,101
-19% -$644K
DBC icon
389
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$2.71M 0.04%
130,198
-48,902
-27% -$1.02M
PANW icon
390
Palo Alto Networks
PANW
$264B
$2.68M 0.04%
28,926
-2,286
-7% -$198K
GSK icon
391
GSK
GSK
$103B
$2.68M 0.04%
48,623
-31,899
-40% -$1.66M
GBIL icon
392
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$2.68M 0.04%
26,758
-2,505
-9% -$251K
BVS icon
393
Bioventus
BVS
$799M
$2.67M 0.04%
+184,586
New +$2.62M
CERN
394
DELISTED
Cerner Corp
CERN
$2.66M 0.04%
28,647
-4,856
-14% -$370K
AGG icon
395
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.62M 0.04%
22,976
-3,426
-13% -$392K
FFEB icon
396
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$2.62M 0.04%
68,088
-1,326
-2% -$50.1K
IUSB icon
397
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$2.62M 0.04%
49,485
-4,160
-8% -$221K
ICSH icon
398
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$2.62M 0.04%
51,892
+5,706
+12% +$288K
CG icon
399
Carlyle Group
CG
$16.3B
$2.61M 0.04%
47,514
+3,859
+9% +$210K
RF icon
400
Regions Financial
RF
$26.3B
$2.61M 0.04%
119,695
-70,029
-37% -$1.6M
14 15
16
17 18

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.