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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$2.67B
AUM Growth
-$95.4M
Cap. Flow
-$228M
Cap. Flow %
-8.55%
Top 10 Hldgs %
20.8%
Holding
737
New
34
Increased
285
Reduced
349
Closed
50

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$15.3M
2
JCI icon
Johnson Controls International
JCI
+$4.35M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$3.56M
4
UPS icon
United Parcel Service
UPS
+$3.41M
5
LUMN icon
Lumen
LUMN
+$3.41M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$64.3M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$50.4M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$37.4M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$37.4M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$17.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 34.67%
2 Financials 9.74%
3 Consumer Staples 7.84%
4 Technology 7.37%
5 Energy 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
376
Royal Caribbean
RCL
$69.6B
$985K 0.04%
8,258
-2,152
-21% -$266K
AMU
377
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$969K 0.04%
55,927
-14,793
-21% -$253K
FNF icon
378
Fidelity National Financial
FNF
$11.8B
$967K 0.04%
25,630
-883
-3% -$32.2K
ICE icon
379
Intercontinental Exchange
ICE
$88.4B
$966K 0.04%
13,695
+987
+8% +$67.8K
RMD icon
380
ResMed
RMD
$31.5B
$947K 0.04%
11,183
-532
-5% -$44K
XLE icon
381
State Street Energy Select Sector SPDR ETF
XLE
$42.9B
$942K 0.04%
26,062
+220
+0.9% +$7.57K
RFG icon
382
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$341M
$938K 0.04%
30,445
+80
+0.3% +$2.41K
LMBS icon
383
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.42B
$934K 0.03%
18,092
-2,551
-12% -$132K
DE icon
384
Deere & Co
DE
$182B
$922K 0.03%
5,892
-720
-11% -$101K
LNC icon
385
Lincoln National
LNC
$8.39B
$911K 0.03%
11,851
+1,679
+17% +$127K
DLB icon
386
Dolby
DLB
$6.04B
$908K 0.03%
14,651
-598
-4% -$36.1K
IVV icon
387
iShares Core S&P 500 ETF
IVV
$868B
$906K 0.03%
3,372
-175
-5% -$45.8K
SU icon
388
Suncor Energy
SU
$80.5B
$904K 0.03%
24,629
+3,039
+14% +$106K
CAA
389
DELISTED
CalAtlantic Group, Inc.
CAA
$900K 0.03%
15,956
-15,132
-49% -$739K
VT icon
390
Vanguard Total World Stock ETF
VT
$81.6B
$898K 0.03%
12,096
+217
+2% +$15.8K
VSS icon
391
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$896K 0.03%
7,518
+77
+1% +$8.97K
CEM
392
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$892K 0.03%
11,684
+3,121
+36% +$215K
AWK icon
393
American Water Works
AWK
$27.4B
$888K 0.03%
9,711
+1
+0% +$88
TEI
394
Templeton Emerging Markets Income Fund
TEI
$313M
$886K 0.03%
79,285
+1,816
+2% +$20.9K
DFS
395
DELISTED
Discover Financial Services
DFS
$877K 0.03%
11,403
+57
+0.5% +$3.92K
SPGI icon
396
S&P Global
SPGI
$121B
$868K 0.03%
5,124
+434
+9% +$70.9K
SNI
397
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$860K 0.03%
10,073
-13,381
-57% -$1.11M
ADM icon
398
Archer Daniels Midland
ADM
$41.8B
$859K 0.03%
21,426
+2,886
+16% +$119K
TRGP icon
399
Targa Resources
TRGP
$62.2B
$859K 0.03%
17,731
-4,959
-22% -$222K
SABR icon
400
Sabre
SABR
$876M
$852K 0.03%
+41,562
New +$796K
14 15
16
17 18

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Stephens Inc's Q4 2017 Portfolio in Review

As of Q4 2017, Stephens Inc held 737 positions worth $2.67B, down 3.4% from $2.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Stephens Inc withdrew a net $228M in Q4 2017, closing 50 positions and reducing 349 holdings. Its most notable exit was State Street SPDR S&P Insurance ETF, an estimated $1.93M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 39% a quarter earlier, followed by Financials and Consumer Staples.

Against the trend, Stephens Inc opened a new position in iShares US Basic Materials ETF worth $2.33M.

  • Stephens Inc's largest Q4 2017 buy was iShares US Basic Materials ETF: 22,852 shares worth $2.33M.
  • Stephens Inc added most to iShares Select Dividend ETF in Q4 2017, an estimated $15.3M increase.
  • Stephens Inc's biggest Q4 2017 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $64.3M.
  • Stephens Inc fully exited State Street SPDR S&P Insurance ETF in Q4 2017, selling an estimated $1.93M.
  • Stephens Inc's ten largest holdings make up 21% of its $2.67B portfolio in Q4 2017.
  • Stephens Inc opened 34 new positions and closed 50 in Q4 2017.
  • Stephens Inc's portfolio value fell 3.4% quarter-over-quarter to $2.67B.

Based on Stephens Inc's 13F filing for Q4 2017, filed 5 Feb 2018.