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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+4.67%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$1.86B
AUM Growth
+$64.5M
Cap. Flow
-$7.73M
Cap. Flow %
-0.42%
Top 10 Hldgs %
32.37%
Holding
869
New
83
Increased
402
Reduced
270
Closed
48

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.21M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.83M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.38M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.34M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$19.5M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$18.9M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$17M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$16.1M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$13.8M

Sector Composition

Rank Sector Weight
1 Energy 6.49%
2 Industrials 6.16%
3 Healthcare 5.37%
4 Financials 5.09%
5 Consumer Staples 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
351
DELISTED
Monsanto Co
MON
$867K 0.05%
8,304
-2,363
-22% -$237K
CBI
352
DELISTED
Chicago Bridge & Iron Nv
CBI
$866K 0.05%
12,783
-180
-1% -$11.1K
SNY icon
353
Sanofi
SNY
$104B
$851K 0.05%
16,809
-221
-1% -$11.2K
ETR icon
354
Entergy
ETR
$54B
$842K 0.05%
26,664
-1,590
-6% -$52.8K
K
355
DELISTED
Kellanova
K
$831K 0.04%
15,063
-2,633
-15% -$157K
NEE icon
356
NextEra Energy
NEE
$187B
$829K 0.04%
41,376
-1,120
-3% -$23.1K
CMCSA icon
357
Comcast
CMCSA
$79.2B
$826K 0.04%
36,596
+186
+0.5% +$4.05K
FLG
358
Flagstar Bank National Association
FLG
$5.85B
$825K 0.04%
18,210
-217
-1% -$9.75K
VOE icon
359
Vanguard Mid-Cap Value ETF
VOE
$23.8B
$823K 0.04%
11,234
+5,260
+88% +$380K
NFO
360
DELISTED
Invesco Insider Sentiment ETF
NFO
$820K 0.04%
+19,152
New +$811K
NVS icon
361
Novartis
NVS
$295B
$817K 0.04%
11,889
-1,330
-10% -$88K
GFY
362
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$811K 0.04%
47,715
+6,189
+15% +$104K
MA icon
363
Mastercard
MA
$473B
$810K 0.04%
12,040
+3,970
+49% +$249K
MHK icon
364
Mohawk Industries
MHK
$6.96B
$810K 0.04%
6,215
-105
-2% -$12.8K
RBS.PRT
365
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$807K 0.04%
34,375
+4,450
+15% +$103K
GWW icon
366
W.W. Grainger
GWW
$65B
$803K 0.04%
3,068
+88
+3% +$22.9K
PCI
367
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$801K 0.04%
36,000
+24,000
+200% +$522K
HAL icon
368
Halliburton
HAL
$27.8B
$795K 0.04%
16,511
-1,145
-6% -$53.6K
DEO icon
369
Diageo
DEO
$46.3B
$784K 0.04%
6,173
-1,232
-17% -$154K
F icon
370
Ford
F
$57.7B
$781K 0.04%
46,275
-2,605
-5% -$44K
TJX icon
371
TJX Companies
TJX
$171B
$781K 0.04%
27,690
+2,216
+9% +$59K
PAYX icon
372
Paychex
PAYX
$40.2B
$780K 0.04%
19,190
-3,851
-17% -$152K
PRAA icon
373
PRA Group
PRAA
$651M
$772K 0.04%
12,874
+4,600
+56% +$247K
GS icon
374
Goldman Sachs
GS
$316B
$770K 0.04%
4,868
-191
-4% -$30.8K
ACWV icon
375
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.27B
$766K 0.04%
+12,386
New +$760K
13 14
15
16 17

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Stephens Inc's Q3 2013 Portfolio in Review

As of Q3 2013, Stephens Inc held 869 positions worth $1.86B, up 3.6% from $1.79B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Stephens Inc's Q3 2013 filing shows 83 new, 402 increased, 270 reduced and 48 closed positions. Its largest new stake was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M. The largest sale was iShares Russell Mid-Cap Growth ETF, an estimated $19.5M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, up from 5.9% a quarter earlier, followed by Industrials and Healthcare.

  • Stephens Inc's largest Q3 2013 buy was First Trust Morningstar Dividend Leaders Index Fund: 102,125 shares worth $2.13M.
  • Stephens Inc added most to iShares 1-3 Year Treasury Bond ETF in Q3 2013, an estimated $12.2M increase.
  • Stephens Inc's biggest Q3 2013 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $19.5M.
  • Stephens Inc fully exited American Campus Communities, Inc. in Q3 2013, selling an estimated $2.06M.
  • Stephens Inc's ten largest holdings make up 32% of its $1.86B portfolio in Q3 2013.
  • Stephens Inc opened 83 new positions and closed 48 in Q3 2013.
  • Stephens Inc's portfolio value rose 3.6% quarter-over-quarter to $1.86B.

Based on Stephens Inc's 13F filing for Q3 2013, filed 6 Nov 2013.