SI
PCI

Stephens Inc’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Stephens Inc’s Portfolio PCI Stock Details PCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-24,000
Closed -$540K – 924
2013
Q4 		$540K Sell
24,000
-12,000
-33% -$266K 0.03% 492
2013
Q3 		$801K Buy
36,000
+24,000
+200% +$522K 0.04% 367
2013
Q2 		$275K Buy
+12,000
New +$291K 0.02% 554

Other funds holding PCI

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Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
HCM
Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Stephens Inc's PCI Position: Q1 2014 in Review

Stephens Inc sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q1 2014, closing a stake of 24,000 shares — an estimated $540K sold.

Stephens Inc first reported a position in PCI in Q2 2013 and held it in 3 quarters. The position peaked at $801K in Q3 2013. 85 funds tracked by Wall St. Rank hold PCI as of Q1 2014.

  • Stephens Inc reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q1 2014 after selling out during the quarter.
  • Stephens Inc sold 24,000 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q1 2014, an estimated $540K.
  • Stephens Inc first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q2 2013 and held it in 3 quarters.
  • Stephens Inc's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $801K in Q3 2013.
  • 85 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q1 2014.

Based on Stephens Inc's 13F filing for Q1 2014, filed 13 May 2014.