Horizon Kinetics’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$1.92M	Sell	91,338 -31,611	-26%	-$714K	0.07%	111
2018 Q3	$2.96M	Sell	122,949 -1,033	-0.8%	-$24.9K	0.07%	87
2018 Q2	$2.92M	Buy	123,982 +1,890	+2%	+$43.9K	0.08%	89
2018 Q1	$2.79M	Sell	122,092 -16,679	-12%	-$375K	0.08%	91
2017 Q4	$3.11M	Sell	138,771 -9,475	-6%	-$214K	0.09%	88
2017 Q3	$3.42M	Buy	148,246 +16,334	+12%	+$370K	0.1%	86
2017 Q2	$2.94M	Buy	131,912 +22,511	+21%	+$495K	0.1%	93
2017 Q1	$2.35M	Buy	109,401 +32,411	+42%	+$674K	0.08%	108
2016 Q4	$1.56M	Sell	76,990 -76,637	-50%	-$1.54M	0.05%	143
2016 Q3	$3.13M	Sell	153,627 -657	-0.4%	-$13.1K	0.09%	97
2016 Q2	$2.95M	Buy	154,284 +7,488	+5%	+$137K	0.08%	107
2016 Q1	$2.56M	Buy	146,796 +17,799	+14%	+$308K	0.07%	109
2015 Q4	$2.33M	Sell	128,997 -32,009	-20%	-$591K	0.05%	116
2015 Q3	$2.94M	Sell	161,006 -234,569	-59%	-$4.51M	0.06%	108
2015 Q2	$7.98M	Sell	395,575 -179,000	-31%	-$3.7M	0.12%	83
2015 Q1	$11.7M	Sell	574,575 -22,572	-4%	-$463K	0.16%	79
2014 Q4	$12.3M	Sell	597,147 -470,545	-44%	-$10.2M	0.17%	85
2014 Q3	$24M	Buy	1,067,692 +190,829	+22%	+$4.4M	0.32%	50
2014 Q2	$20.9M	Buy	876,863 +206,188	+31%	+$4.82M	0.27%	48
2014 Q1	$15.2M	Buy	670,675 +2,441	+0.4%	+$55.2K	0.19%	67
2013 Q4	$15M	Buy	668,234 +259,223	+63%	+$5.75M	0.19%	64
2013 Q3	$9.1M	Buy	409,011 +84,504	+26%	+$1.84M	0.12%	82
2013 Q2	$7.43M	Buy	+324,507	New	+$7.86M	0.11%	95