1832 Asset Management’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

1832 Asset Management’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-800,000	Closed	-$16.1M	–	817
2016 Q4	$16.1M	Buy	800,000 +400,000	+100%	+$8.04M	0.03%	322
2016 Q3	$8.16M	Hold	400,000	–	–	0.03%	280
2016 Q2	$7.7M	Sell	400,000 -400,000	-50%	-$7.34M	0.03%	275
2016 Q1	$23.6M	Buy	800,000 +100,000	+14%	+$1.73M	0.06%	220
2015 Q4	$12.7M	Buy	700,000 +60,000	+9%	+$1.11M	0.05%	213
2015 Q3	$11.7M	Buy	640,000 +185,000	+41%	+$3.56M	0.05%	220
2015 Q2	$9.17M	Hold	455,000	–	–	0.03%	287
2015 Q1	$9.3M	Buy	455,000 +14,300	+3%	+$294K	0.04%	245
2014 Q4	$9.09M	Buy	440,700 +340,700	+341%	+$7.42M	0.03%	286
2014 Q3	$2.25M	Sell	100,000 -300,000	-75%	-$6.92M	0.01%	405
2014 Q2	$9.53M	Sell	400,000 -200,000	-33%	-$4.68M	0.03%	304
2014 Q1	$13.5M	Buy	600,000 +50,000	+9%	+$1.13M	0.05%	249
2013 Q4	$12.4M	Buy	550,000 +350,000	+175%	+$7.77M	0.05%	239
2013 Q3	$4.44M	Buy	+200,000	New	+$4.35M	0.02%	269

Other funds holding PCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

1832 Asset Management's PCI Position: Q1 2017 in Review

1832 Asset Management sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q1 2017, closing a stake of 800,000 shares — an estimated $16.1M sold.

1832 Asset Management first reported a position in PCI in Q3 2013 and held it in 14 quarters. The position peaked at $23.6M in Q1 2016. 131 funds tracked by Wall St. Rank hold PCI as of Q1 2017.

1832 Asset Management reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q1 2017 after selling out during the quarter.
1832 Asset Management sold 800,000 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q1 2017, an estimated $16.1M.
1832 Asset Management first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2013 and held it in 14 quarters.
1832 Asset Management's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $23.6M in Q1 2016.
131 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q1 2017.

Based on 1832 Asset Management's 13F filing for Q1 2017, filed 15 May 2017.