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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWTR
326
DELISTED
Twitter, Inc.
TWTR
$3.78M 0.06%
87,543
-2,959
-3% -$154K
MS icon
327
Morgan Stanley
MS
$337B
$3.78M 0.06%
38,497
-12,640
-25% -$1.26M
VHT icon
328
Vanguard Health Care ETF
VHT
$18.2B
$3.77M 0.06%
14,166
-3,905
-22% -$996K
EA icon
329
Electronic Arts
EA
$52.4B
$3.76M 0.06%
28,512
+9,903
+53% +$1.33M
TRV icon
330
Travelers Companies
TRV
$80.8B
$3.72M 0.06%
23,768
-9,153
-28% -$1.43M
BSV icon
331
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.71M 0.06%
45,951
+2,650
+6% +$216K
NVO
332
Novo Nordisk
NVO
$216B
$3.71M 0.06%
66,234
-2,372
-3% -$129K
UL icon
333
Unilever
UL
$131B
$3.68M 0.06%
60,814
-40,006
-40% -$2.38M
FISV
334
Fiserv Inc
FISV
$27.2B
$3.66M 0.06%
35,301
+1,882
+6% +$195K
VNT icon
335
Vontier
VNT
$4.33B
$3.62M 0.05%
117,707
-1,832
-2% -$59.7K
FV icon
336
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$3.59M 0.05%
73,081
-20,154
-22% -$984K
CBOE icon
337
Cboe Global Markets
CBOE
$29.8B
$3.58M 0.05%
27,481
-4,564
-14% -$589K
SYK icon
338
Stryker
SYK
$127B
$3.57M 0.05%
13,341
-3,287
-20% -$863K
VTIP icon
339
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3.56M 0.05%
69,247
-62,733
-48% -$3.26M
VLUE icon
340
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$3.46M 0.05%
31,575
– –
VEEV icon
341
Veeva Systems
VEEV
$30.3B
$3.44M 0.05%
13,461
-141
-1% -$41K
RDS.B
342
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.42M 0.05%
78,858
+61,379
+351% +$2.77M
EW icon
343
Edwards Lifesciences
EW
$47.6B
$3.41M 0.05%
26,356
-540
-2% -$63K
IAT icon
344
iShares US Regional Banks ETF
IAT
$685M
$3.41M 0.05%
55,240
-20,888
-27% -$1.32M
WTRG icon
345
Essential Utilities
WTRG
$11.2B
$3.38M 0.05%
62,952
-8,333
-12% -$405K
VRSN icon
346
VeriSign
VRSN
$25.3B
$3.36M 0.05%
13,235
-418
-3% -$96.7K
PDP icon
347
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$3.36M 0.05%
35,523
-6,032
-15% -$572K
HYLS icon
348
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$3.35M 0.05%
69,938
+56,743
+430% +$2.71M
VLO icon
349
Valero Energy
VLO
$89.8B
$3.33M 0.05%
44,301
-2,223
-5% -$166K
BEN icon
350
Franklin Resources
BEN
$16.9B
$3.29M 0.05%
98,270
-17,905
-15% -$589K
12 13
14
15 16

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.