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SI

Stephens Inc Portfolio holdings

AUM $7.99B
1-Year Est. Return 21.6%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+21.6%
3 Year Est. Return
+65.6%
5 Year Est. Return
+78.01%
10 Year Est. Return
+239.95%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Technology 10.85%
2 Financials 9.06%
3 Healthcare 7.27%
4 Consumer Discretionary 6.28%
5 Industrials 4.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDX icon
301
Becton Dickinson
BDX
$43.1B
$4.26M 0.06%
17,369
-2,089
-11% -$500K
IAI icon
302
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$4.22M 0.06%
38,271
+432
+1% +$47.9K
PGX icon
303
Invesco Preferred ETF
PGX
$3.8B
$4.22M 0.06%
281,125
+64,766
+30% +$965K
CSGP icon
304
CoStar Group
CSGP
$11.3B
$4.21M 0.06%
53,310
+17,072
+47% +$1.43M
SUB icon
305
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$4.16M 0.06%
38,706
+1,705
+5% +$183K
PHO icon
306
Invesco Water Resources ETF
PHO
$1.97B
$4.15M 0.06%
68,179
+27,176
+66% +$1.58M
OZK icon
307
Bank OZK
OZK
$5.49B
$4.07M 0.06%
87,557
-6,274
-7% -$286K
EJAN icon
308
Innovator Emerging Markets Power Buffer ETF January
EJAN
$144M
$4.06M 0.06%
137,376
-27,329
-17% -$816K
DOW icon
309
Dow Inc
DOW
$21.6B
$4.04M 0.06%
71,153
-30,771
-30% -$1.75M
AN icon
310
AutoNation
AN
$6.97B
$4.03M 0.06%
34,516
+2,766
+9% +$333K
SCHW
311
Charles Schwab
SCHW
$177B
$4.03M 0.06%
47,879
-14,055
-23% -$1.14M
PLTR icon
312
Palantir
PLTR
$295B
$4.02M 0.06%
220,977
+45,729
+26% +$1.01M
SPGI icon
313
S&P Global
SPGI
$126B
$4.02M 0.06%
8,514
-1,049
-11% -$480K
FDIS icon
314
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$4.01M 0.06%
45,462
+961
+2% +$83.6K
ARES icon
315
Ares Management
ARES
$28.5B
$3.98M 0.06%
48,957
+20,957
+75% +$1.71M
FTXR icon
316
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
$3.97M 0.06%
114,961
+6,853
+6% +$232K
UFOX
317
Defiance Space and Connective Tech ETF
UFOX
$851M
$3.97M 0.06%
95,153
+2,802
+3% +$111K
APH icon
318
Amphenol
APH
$188B
$3.95M 0.06%
90,430
-3,916
-4% -$159K
WMB icon
319
Williams Companies
WMB
$90.5B
$3.95M 0.06%
151,721
-70,214
-32% -$1.94M
SFNC icon
320
Simmons First National
SFNC
$3.35B
$3.94M 0.06%
133,112
+23
+0% +$699
NOC icon
321
Northrop Grumman
NOC
$77B
$3.93M 0.06%
10,149
-508
-5% -$189K
FXZ icon
322
First Trust Materials AlphaDEX Fund
FXZ
$378M
$3.9M 0.06%
62,687
+3,339
+6% +$201K
GRID
323
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$3.81M 0.06%
+37,071
New +$3.73M
ENB icon
324
Enbridge
ENB
$124B
$3.8M 0.06%
97,201
-38,303
-28% -$1.54M
BSCR icon
325
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$3.79M 0.06%
175,929
+97,250
+124% +$2.1M
11 12
13
14 15

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MAM
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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.