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SI

Stephens Inc Portfolio holdings

AUM $8.93B
1-Year Est. Return 25.13%
This Fund
S&P 500
This Quarter Est. Return
+8.02%
1 Year Est. Return
+25.13%
3 Year Est. Return
+76.07%
5 Year Est. Return
+88.52%
10 Year Est. Return
+268.32%
AUM
$6.61B
AUM Growth
+$145M
Cap. Flow
-$283M
Cap. Flow %
-4.28%
Top 10 Hldgs %
19.12%
Holding
1,448
New
95
Increased
412
Reduced
705
Closed
103

Top Buys

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$17.7M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$12.7M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$12.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$10.9M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$8.55M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$57.4M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.7M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$18M
4
MAR icon
Marriott International
MAR
+$11.7M
5
MRK icon
Merck
MRK
+$7.76M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.44%
2 Technology 10.86%
3 Financials 9.07%
4 Healthcare 7.32%
5 Consumer Discretionary 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDG icon
226
TransDigm Group
TDG
$62.3B
$6.53M 0.1%
10,268
-78
-0.8% -$48.8K
PHG icon
227
Philips
PHG
$24B
$6.5M 0.1%
213,475
+50,695
+31% +$1.72M
PARA
228
DELISTED
Paramount Global Class B
PARA
$6.49M 0.1%
215,027
+9,191
+4% +$317K
PTNQ icon
229
Pacer Trendpilot 100 ETF
PTNQ
$1.22B
$6.37M 0.1%
108,014
-1,135
-1% -$65.9K
ED icon
230
Consolidated Edison
ED
$39.5B
$6.32M 0.1%
74,113
-11,715
-14% -$920K
WHR icon
231
Whirlpool
WHR
$2.34B
$6.29M 0.1%
26,813
-7,571
-22% -$1.66M
XLV icon
232
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$6.23M 0.09%
44,217
-1,019
-2% -$135K
LBRDK
233
DELISTED
Liberty Broadband Class C
LBRDK
$6.19M 0.09%
38,406
-637
-2% -$105K
BTI icon
234
British American Tobacco
BTI
$118B
$6.15M 0.09%
164,512
-34,170
-17% -$1.21M
SYY icon
235
Sysco
SYY
$39.4B
$6.1M 0.09%
77,611
+244
+0.3% +$18.8K
D icon
236
Dominion Energy
D
$57.2B
$6.05M 0.09%
77,012
-17,654
-19% -$1.33M
INFO
237
DELISTED
IHS Markit Ltd. Common Shares
INFO
$5.94M 0.09%
44,678
-5,125
-10% -$653K
IFF icon
238
International Flavors & Fragrances
IFF
$21.4B
$5.93M 0.09%
39,362
+340
+0.9% +$49.5K
MO icon
239
Altria Group
MO
$115B
$5.92M 0.09%
125,025
-7,507
-6% -$344K
TROW icon
240
T. Rowe Price
TROW
$22.9B
$5.91M 0.09%
30,033
-7,204
-19% -$1.46M
WBA
241
DELISTED
Walgreens Boots Alliance
WBA
$5.82M 0.09%
111,618
-63,309
-36% -$3.07M
LNT icon
242
Alliant Energy
LNT
$17.4B
$5.81M 0.09%
94,583
+7,186
+8% +$412K
PM icon
243
Philip Morris
PM
$296B
$5.81M 0.09%
61,160
-26,171
-30% -$2.45M
LQDH icon
244
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$554M
$5.81M 0.09%
60,671
+5,723
+10% +$549K
ITW icon
245
Illinois Tool Works
ITW
$75.5B
$5.8M 0.09%
23,498
-3,854
-14% -$896K
VT icon
246
Vanguard Total World Stock ETF
VT
$80.9B
$5.77M 0.09%
53,673
+9,323
+21% +$991K
FTCS icon
247
First Trust Capital Strength ETF
FTCS
$7.63B
$5.67M 0.09%
67,076
-1,825
-3% -$146K
CMBS icon
248
iShares CMBS ETF
CMBS
$467M
$5.63M 0.09%
106,140
+100,026
+1,636% +$5.35M
FDS icon
249
Factset
FDS
$9.35B
$5.62M 0.09%
11,560
-1,667
-13% -$748K
TGT icon
250
Target
TGT
$70.7B
$5.56M 0.08%
24,018
-10,150
-30% -$2.47M
8 9
10
11 12

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Stephens Inc's Q4 2021 Portfolio in Review

As of Q4 2021, Stephens Inc held 1,448 positions worth $6.61B, up 2.2% from $6.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Stephens Inc withdrew a net $283M in Q4 2021, closing 103 positions and reducing 705 holdings. Its most notable exit was Roblox, an estimated $5.63M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 47% of assets, up from 47% a quarter earlier, followed by Technology and Financials.

Against the trend, Stephens Inc opened a new position in First Trust Senior Loan Fund ETF worth $10.9M.

  • Stephens Inc's largest Q4 2021 buy was First Trust Senior Loan Fund ETF: 228,141 shares worth $10.9M.
  • Stephens Inc added most to iShares Russell 2000 Value ETF in Q4 2021, an estimated $17.7M increase.
  • Stephens Inc's biggest Q4 2021 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $57.4M.
  • Stephens Inc fully exited Roblox in Q4 2021, selling an estimated $5.63M.
  • Stephens Inc's ten largest holdings make up 19% of its $6.61B portfolio in Q4 2021.
  • Stephens Inc opened 95 new positions and closed 103 in Q4 2021.
  • Stephens Inc's portfolio value rose 2.2% quarter-over-quarter to $6.61B.

Based on Stephens Inc's 13F filing for Q4 2021, filed 7 Mar 2022.