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Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHT
526
DELISTED
Pioneer High Income Fund
PHT
$182K 0.02%
17,826
– –
TCPC icon
527
BlackRock TCP Capital
TCPC
$332M
$181K 0.02%
+10,724
New +$177K
PAAS icon
528
Pan American Silver
PAAS
$21.6B
$174K 0.02%
+11,516
New +$186K
SFL icon
529
SFL Corp
SFL
$1.62B
$166K 0.02%
11,211
-475
-4% -$6.66K
DIAX
530
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$165K 0.02%
10,975
+137
+1% +$1.99K
PML
531
PIMCO Municipal Income Fund II
PML
$491M
$164K 0.02%
13,384
+484
+4% +$6.05K
MUA icon
532
BlackRock MuniAssets Fund
MUA
$520M
$162K 0.02%
+12,000
New +$167K
PBI icon
533
Pitney Bowes
PBI
$2.36B
$161K 0.02%
+10,609
New +$169K
NAD icon
534
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$160K 0.02%
+11,494
New +$160K
CCJ icon
535
Cameco
CCJ
$43B
$159K 0.02%
+15,204
New +$137K
IVR icon
536
Invesco Mortgage Capital
IVR
$799M
$159K 0.02%
+1,090
New +$162K
CHW
537
Calamos Global Dynamic Income Fund
CHW
$551M
$156K 0.02%
22,399
+8,764
+64% +$62.8K
OBCI
538
DELISTED
Ocean Bio-Chem Inc
OBCI
$156K 0.02%
41,500
+1,000
+2% +$3.31K
EMD
539
Western Asset Emerging Markets Debt Fund
EMD
$613M
$150K 0.02%
+10,201
New +$154K
NMFC icon
540
New Mountain Finance
NMFC
$727M
$148K 0.02%
+10,507
New +$145K
TWO
541
Two Harbors Investment
TWO
$1.27B
$148K 0.02%
2,123
+155
+8% +$10.6K
CII icon
542
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$147K 0.02%
+10,700
New +$143K
SJT
543
San Juan Basin Royalty Trust
SJT
$124M
$147K 0.02%
22,200
+5,900
+36% +$37.2K
AMLP icon
544
Alerian MLP ETF
AMLP
$13.2B
$145K 0.02%
2,298
+140
+6% +$8.65K
MPT
545
Medical Properties Trust
MPT
$2.52B
$143K 0.02%
+11,604
New +$150K
CXE
546
DELISTED
MFS High Income Municipal Trust
CXE
$141K 0.02%
28,742
– –
JRO
547
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$139K 0.02%
11,400
– –
BOE icon
548
BlackRock Enhanced Global Dividend Trust
BOE
$686M
$138K 0.02%
11,930
– –
EXAS
549
DELISTED
Exact Sciences
EXAS
$138K 0.02%
10,300
– –
GGT
550
Gabelli Multimedia Trust
GGT
$176M
$138K 0.02%
19,415
+17
+0.1% +$124
20 21
22
23 24

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WCF
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Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.