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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$10M
Cap. Flow
-$29.1M
Cap. Flow %
-3.77%
Top 10 Hldgs %
23.96%
Holding
593
New
30
Increased
142
Reduced
253
Closed
64

Top Buys

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$5.55M
2
RF icon
Regions Financial
RF
+$1.45M
3
PCAR icon
PACCAR
PCAR
+$1.37M
4
BWA icon
BorgWarner
BWA
+$1.34M
5
TROW icon
T. Rowe Price
TROW
+$1.3M

Top Sells

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$4.5M
2
FNF icon
Fidelity National Financial
FNF
+$1.92M
3
MS icon
Morgan Stanley
MS
+$1.75M
4
ARR
Armour Residential REIT
ARR
+$1.63M
5
BMY icon
Bristol-Myers Squibb
BMY
+$1.55M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Financials 15.74%
3 Consumer Discretionary 10.01%
4 Healthcare 9.76%
5 Industrials 9.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$66.2M 8.59%
1,565,848
+10,916
+0.7% +$456K
XOM icon
2
ExxonMobil
XOM
$642B
$21.9M 2.84%
261,667
-4,427
-2% -$366K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$13.9M 1.8%
78,610
-1,460
-2% -$258K
T icon
4
AT&T
T
$167B
$13.2M 1.72%
450,605
-22,685
-5% -$619K
BA icon
5
Boeing
BA
$167B
$12.3M 1.59%
41,637
-1,860
-4% -$504K
UPS icon
6
United Parcel Service
UPS
$96B
$11.9M 1.54%
99,835
+549
+0.6% +$64.5K
JPM icon
7
JPMorgan Chase
JPM
$947B
$11.8M 1.53%
110,344
-1,058
-0.9% -$107K
INTC icon
8
Intel
INTC
$462B
$11.3M 1.46%
243,973
+7,586
+3% +$331K
WMT icon
9
Walmart Inc
WMT
$889B
$11.2M 1.45%
340,188
+36,183
+12% +$1.11M
HD icon
10
Home Depot
HD
$335B
$11.1M 1.44%
58,579
+128
+0.2% +$22.1K
DD icon
11
DuPont de Nemours
DD
$18.9B
$10.3M 1.34%
57,376
-770
-1% -$139K
ABBV icon
12
AbbVie
ABBV
$454B
$10.3M 1.33%
106,100
-13,509
-11% -$1.27M
HOMB icon
13
Home BancShares
HOMB
$6.21B
$9.9M 1.28%
426,011
– –
DIS icon
14
Walt Disney
DIS
$168B
$9.49M 1.23%
88,290
-11,395
-11% -$1.17M
AMZN icon
15
Amazon
AMZN
$2.49T
$9.32M 1.21%
159,460
-5,040
-3% -$277K
PFE icon
16
Pfizer
PFE
$141B
$9.24M 1.2%
268,823
-2,852
-1% -$97.2K
TXN icon
17
Texas Instruments
TXN
$255B
$9.16M 1.19%
87,709
-6,570
-7% -$640K
MCD icon
18
McDonald's
MCD
$192B
$8.81M 1.14%
51,174
-1,063
-2% -$179K
BAC icon
19
Bank of America
BAC
$436B
$8.38M 1.09%
283,976
-336
-0.1% -$9.26K
BMY icon
20
Bristol-Myers Squibb
BMY
$128B
$7.91M 1.03%
129,122
-24,730
-16% -$1.55M
DFS
21
DELISTED
Discover Financial Services
DFS
$7.85M 1.02%
102,033
+80,727
+379% +$5.55M
AMGN icon
22
Amgen
AMGN
$203B
$7.5M 0.97%
43,099
+6,753
+19% +$1.2M
PM icon
23
Philip Morris
PM
$305B
$7.46M 0.97%
70,660
-781
-1% -$83.2K
RF icon
24
Regions Financial
RF
$26.2B
$7.39M 0.96%
427,752
+90,400
+27% +$1.45M
RTX icon
25
RTX Corp
RTX
$294B
$7.19M 0.93%
89,526
+825
+0.9% +$62.6K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Sheaff Brock Investment Advisors held 593 positions worth $771M, up 1.3% from $761M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $29.1M in Q4 2017, closing 64 positions and reducing 253 holdings. Its most notable exit was Huntsman Corp, an estimated $1.25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $1.38M.

  • Sheaff Brock Investment Advisors's largest Q4 2017 buy was PACCAR: 29,010 shares worth $1.38M.
  • Sheaff Brock Investment Advisors added most to Discover Financial Services in Q4 2017, an estimated $5.55M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2017 reduction was CVS Health, cutting an estimated $4.5M.
  • Sheaff Brock Investment Advisors fully exited Huntsman Corp in Q4 2017, selling an estimated $1.25M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $771M portfolio in Q4 2017.
  • Sheaff Brock Investment Advisors opened 30 new positions and closed 64 in Q4 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 1.3% quarter-over-quarter to $771M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2017, filed 12 Feb 2018.