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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$75M
Cap. Flow
-$21.1M
Cap. Flow %
-1.94%
Top 10 Hldgs %
49.85%
Holding
500
New
44
Increased
153
Reduced
171
Closed
38

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$17.9M
2
PPG icon
PPG Industries
PPG
+$4.72M
3
LLY icon
Eli Lilly
LLY
+$4.37M
4
WMT icon
Walmart Inc
WMT
+$3.67M
5
MMM icon
3M
MMM
+$3.04M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$3.34M
2
AXP icon
American Express
AXP
+$2.69M
3
IBM icon
IBM
IBM
+$2.59M
4
BMY icon
Bristol-Myers Squibb
BMY
+$2.29M
5
LMT icon
Lockheed Martin
LMT
+$2.04M

Sector Composition

Rank Sector Weight
1 Technology 23.01%
2 Consumer Discretionary 9.1%
3 Financials 8.39%
4 Healthcare 5.82%
5 Industrials 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$278M 25.62%
830,300
-125,400
-13% -$41.6M
AAPL icon
2
Apple
AAPL
$4.46T
$141M 13.01%
1,219,794
+7,822
+0.6% +$853K
AMZN icon
3
Amazon
AMZN
$3.06T
$43.9M 4.04%
278,760
+113,300
+68% +$17.9M
CSCO icon
4
Cisco
CSCO
$457B
$12.7M 1.17%
323,574
-10,557
-3% -$460K
MSFT icon
5
Microsoft
MSFT
$3.62T
$12M 1.1%
56,956
+1,634
+3% +$343K
HD icon
6
Home Depot
HD
$339B
$11.6M 1.07%
41,813
-2,948
-7% -$799K
NVDA icon
7
NVIDIA
NVDA
$5.01T
$11.6M 1.07%
855,280
+9,960
+1% +$116K
DIS icon
8
Walt Disney
DIS
$170B
$10.2M 0.94%
81,987
-3,156
-4% -$394K
PG icon
9
Procter & Gamble
PG
$338B
$10M 0.92%
71,967
+22,271
+45% +$2.96M
VZ icon
10
Verizon
VZ
$198B
$9.83M 0.91%
165,167
-27,610
-14% -$1.6M
META icon
11
Meta Platforms (Facebook)
META
$1.5T
$9.51M 0.88%
36,301
-419
-1% -$108K
JPM icon
12
JPMorgan Chase
JPM
$937B
$9.42M 0.87%
97,855
-3,144
-3% -$309K
INTC icon
13
Intel
INTC
$459B
$9.32M 0.86%
180,065
-2,625
-1% -$136K
QCOM icon
14
Qualcomm
QCOM
$159B
$8.87M 0.82%
75,401
-6,085
-7% -$650K
UPS icon
15
United Parcel Service
UPS
$90.8B
$7.98M 0.74%
47,917
-424
-0.9% -$61.7K
LLY icon
16
Eli Lilly
LLY
$1,000B
$7.88M 0.73%
53,215
+28,248
+113% +$4.37M
ABBV icon
17
AbbVie
ABBV
$433B
$7.78M 0.72%
88,842
+137
+0.2% +$12.9K
GS icon
18
Goldman Sachs
GS
$303B
$7.63M 0.7%
37,991
-1,994
-5% -$406K
QQQ icon
19
Invesco QQQ Trust
QQQ
$469B
$7.38M 0.68%
26,568
+3,294
+14% +$893K
BMY icon
20
Bristol-Myers Squibb
BMY
$134B
$7.2M 0.66%
119,401
-38,040
-24% -$2.29M
LMT icon
21
Lockheed Martin
LMT
$135B
$7.09M 0.65%
18,489
-5,339
-22% -$2.04M
TXN icon
22
Texas Instruments
TXN
$246B
$6.85M 0.63%
47,996
-1,511
-3% -$205K
TSLA icon
23
Tesla
TSLA
$1.27T
$6.54M 0.6%
45,735
+18,135
+66% +$2.14M
WMT icon
24
Walmart Inc
WMT
$881B
$6.51M 0.6%
139,509
+82,494
+145% +$3.67M
XOM icon
25
ExxonMobil
XOM
$643B
$6.48M 0.6%
188,808
-5,530
-3% -$226K
1
2 3 4 5

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Sheaff Brock Investment Advisors held 500 positions worth $1.09B, up 7.4% from $1.01B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2020 filing shows 44 new, 153 increased, 171 reduced and 38 closed positions. Its largest new stake was PPG Industries: 40,401 shares worth $4.93M. The largest sale was UnitedHealth, an estimated $3.34M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2020 buy was PPG Industries: 40,401 shares worth $4.93M.
  • Sheaff Brock Investment Advisors added most to Amazon in Q3 2020, an estimated $17.9M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $3.34M.
  • Sheaff Brock Investment Advisors fully exited BBVA Argentina in Q3 2020, selling an estimated $1.88M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 50% of its $1.09B portfolio in Q3 2020.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 38 in Q3 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 7.4% quarter-over-quarter to $1.09B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2020, filed 30 Oct 2020.