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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$761M
AUM Growth
+$1.59M
Cap. Flow
-$33.6M
Cap. Flow %
-4.42%
Top 10 Hldgs %
22.94%
Holding
648
New
41
Increased
190
Reduced
212
Closed
81

Top Buys

Rank Stock Value
1
T icon
AT&T
T
+$6.24M
2
WHR icon
Whirlpool
WHR
+$5.66M
3
BMY icon
Bristol-Myers Squibb
BMY
+$5.41M
4
MS icon
Morgan Stanley
MS
+$1.45M
5
CAT icon
Caterpillar
CAT
+$1.42M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$5.67M
2
LAMR icon
Lamar Advertising Co
LAMR
+$5.57M
3
IPG
Interpublic Group of Companies
IPG
+$4.89M
4
VLO icon
Valero Energy
VLO
+$4.79M
5
ADTN icon
Adtran
ADTN
+$2.89M

Sector Composition

Rank Sector Weight
1 Technology 16.37%
2 Financials 14.51%
3 Healthcare 11.26%
4 Industrials 9.34%
5 Consumer Discretionary 9.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.95T
$59.9M 7.87%
1,554,932
-32,832
-2% -$1.27M
XOM icon
2
ExxonMobil
XOM
$642B
$21.8M 2.87%
266,094
-21,974
-8% -$1.74M
T icon
3
AT&T
T
$167B
$14M 1.84%
473,290
+219,761
+87% +$6.24M
META icon
4
Meta Platforms (Facebook)
META
$1.51T
$13.7M 1.8%
80,070
-34,001
-30% -$5.67M
UPS icon
5
United Parcel Service
UPS
$96B
$11.9M 1.57%
99,286
+735
+0.7% +$83.6K
BA icon
6
Boeing
BA
$167B
$11.1M 1.45%
43,497
-10,009
-19% -$2.33M
HOMB icon
7
Home BancShares
HOMB
$6.21B
$10.7M 1.41%
426,011
+5,829
+1% +$140K
JPM icon
8
JPMorgan Chase
JPM
$947B
$10.6M 1.4%
111,402
-2,558
-2% -$236K
ABBV icon
9
AbbVie
ABBV
$454B
$10.6M 1.4%
119,609
+11,306
+10% +$861K
DD icon
10
DuPont de Nemours
DD
$18.9B
$10.2M 1.34%
58,146
+2,866
+5% +$478K
DIS icon
11
Walt Disney
DIS
$168B
$9.83M 1.29%
99,685
+7,196
+8% +$740K
BMY icon
12
Bristol-Myers Squibb
BMY
$128B
$9.81M 1.29%
153,852
+92,715
+152% +$5.41M
HD icon
13
Home Depot
HD
$335B
$9.56M 1.26%
58,451
+210
+0.4% +$32.2K
PFE icon
14
Pfizer
PFE
$141B
$9.2M 1.21%
271,675
+1,058
+0.4% +$34K
INTC icon
15
Intel
INTC
$462B
$9M 1.18%
236,387
-26,346
-10% -$936K
TXN icon
16
Texas Instruments
TXN
$255B
$8.45M 1.11%
94,279
+6,025
+7% +$496K
MCD icon
17
McDonald's
MCD
$192B
$8.19M 1.08%
52,237
-1,308
-2% -$205K
PM icon
18
Philip Morris
PM
$305B
$7.93M 1.04%
71,441
-2,461
-3% -$286K
WMT icon
19
Walmart Inc
WMT
$889B
$7.92M 1.04%
304,005
+2,955
+1% +$77.5K
AMZN icon
20
Amazon
AMZN
$2.49T
$7.91M 1.04%
164,500
+17,120
+12% +$841K
BAC icon
21
Bank of America
BAC
$436B
$7.2M 0.95%
284,312
-4,350
-2% -$106K
AMGN icon
22
Amgen
AMGN
$203B
$6.78M 0.89%
36,346
-5,368
-13% -$951K
OKE icon
23
Oneok
OKE
$56.4B
$6.67M 0.88%
120,443
+16,182
+16% +$875K
MO icon
24
Altria Group
MO
$122B
$6.6M 0.87%
104,118
-5,565
-5% -$371K
CVS icon
25
CVS Health
CVS
$137B
$6.53M 0.86%
80,318
-105
-0.1% -$8.31K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Sheaff Brock Investment Advisors held 648 positions worth $761M, up 0.21% from $760M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $33.6M in Q3 2017, closing 81 positions and reducing 212 holdings. Its most notable exit was Lamar Advertising Co, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Whirlpool worth $5.84M.

  • Sheaff Brock Investment Advisors's largest Q3 2017 buy was Whirlpool: 31,679 shares worth $5.84M.
  • Sheaff Brock Investment Advisors added most to AT&T in Q3 2017, an estimated $6.24M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2017 reduction was Meta Platforms (Facebook), cutting an estimated $5.67M.
  • Sheaff Brock Investment Advisors fully exited Lamar Advertising Co in Q3 2017, selling an estimated $5.57M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 23% of its $761M portfolio in Q3 2017.
  • Sheaff Brock Investment Advisors opened 41 new positions and closed 81 in Q3 2017.
  • Sheaff Brock Investment Advisors's portfolio value rose 0.21% quarter-over-quarter to $761M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.