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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$749M
AUM Growth
-$38.8M
Cap. Flow
-$69.5M
Cap. Flow %
-9.27%
Top 10 Hldgs %
25.16%
Holding
633
New
37
Increased
119
Reduced
256
Closed
76

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$4.83M
2
IPG
Interpublic Group of Companies
IPG
+$4.56M
3
RRC icon
Range Resources
RRC
+$4.05M
4
SWK icon
Stanley Black & Decker
SWK
+$1.97M
5
ETP
Energy Transfer Partners L.p.
ETP
+$1.95M

Top Sells

Rank Stock Value
1
CINF icon
Cincinnati Financial
CINF
+$6.43M
2
AAPL icon
Apple
AAPL
+$5.96M
3
JPM icon
JPMorgan Chase
JPM
+$5.76M
4
WLY icon
John Wiley & Sons Class A
WLY
+$5.35M
5
PACW
PacWest Bancorp
PACW
+$4.8M

Sector Composition

Rank Sector Weight
1 Technology 17.46%
2 Consumer Discretionary 10.77%
3 Energy 10.74%
4 Communication Services 10.44%
5 Financials 10.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$68.1M 9.09%
2,410,440
-225,096
-9% -$5.96M
XOM icon
2
ExxonMobil
XOM
$634B
$25.8M 3.45%
296,075
-5,518
-2% -$490K
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$16.3M 2.18%
127,190
-2,514
-2% -$312K
UPS icon
4
United Parcel Service
UPS
$89.7B
$14.7M 1.96%
134,574
-13,241
-9% -$1.45M
VZ icon
5
Verizon
VZ
$201B
$12.1M 1.62%
233,196
-23,576
-9% -$1.27M
INTC icon
6
Intel
INTC
$435B
$10.7M 1.43%
284,490
-15,613
-5% -$553K
T icon
7
AT&T
T
$169B
$10.7M 1.42%
347,661
-27,576
-7% -$872K
JNJ icon
8
Johnson & Johnson
JNJ
$643B
$10.3M 1.37%
86,961
-3,851
-4% -$467K
IBM icon
9
IBM
IBM
$214B
$10.2M 1.36%
66,852
-1,714
-2% -$260K
DIS icon
10
Walt Disney
DIS
$172B
$9.57M 1.28%
103,114
+1,506
+1% +$144K
HOMB icon
11
Home BancShares
HOMB
$6.31B
$8.95M 1.19%
430,182
-51,981
-11% -$1.12M
GE icon
12
GE Aerospace
GE
$377B
$8.22M 1.1%
57,896
-813
-1% -$121K
AMZN icon
13
Amazon
AMZN
$2.48T
$7.96M 1.06%
190,000
+47,380
+33% +$1.81M
MO icon
14
Altria Group
MO
$125B
$7.85M 1.05%
124,193
-6,488
-5% -$431K
PM icon
15
Philip Morris
PM
$312B
$7.71M 1.03%
79,316
+1,553
+2% +$156K
BA icon
16
Boeing
BA
$175B
$7.71M 1.03%
58,507
-4,398
-7% -$579K
DD icon
17
DuPont de Nemours
DD
$19B
$7.69M 1.03%
58,566
-5,833
-9% -$778K
HD icon
18
Home Depot
HD
$343B
$7.67M 1.02%
59,626
-6,854
-10% -$913K
FL
19
DELISTED
Foot Locker
FL
$7.29M 0.97%
107,639
+669
+0.6% +$41.7K
AMGN icon
20
Amgen
AMGN
$212B
$7.16M 0.96%
42,892
-6,628
-13% -$1.12M
ABBV icon
21
AbbVie
ABBV
$465B
$7.09M 0.95%
112,351
-4,401
-4% -$285K
CVX icon
22
Chevron
CVX
$374B
$6.6M 0.88%
64,107
-2,216
-3% -$226K
BAC icon
23
Bank of America
BAC
$439B
$6.59M 0.88%
421,139
-24,357
-5% -$363K
TWX
24
DELISTED
Time Warner Inc
TWX
$6.59M 0.88%
82,761
-16,702
-17% -$1.3M
IP icon
25
International Paper
IP
$23.3B
$6.11M 0.82%
134,392
+8,891
+7% +$392K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Sheaff Brock Investment Advisors held 633 positions worth $749M, down 4.9% from $788M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $69.5M in Q3 2016, closing 76 positions and reducing 256 holdings. Its most notable exit was Cincinnati Financial, an estimated $6.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Interpublic Group of Companies worth $4.44M.

  • Sheaff Brock Investment Advisors's largest Q3 2016 buy was Interpublic Group of Companies: 198,517 shares worth $4.44M.
  • Sheaff Brock Investment Advisors added most to Target in Q3 2016, an estimated $4.83M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2016 reduction was Apple, cutting an estimated $5.96M.
  • Sheaff Brock Investment Advisors fully exited Cincinnati Financial in Q3 2016, selling an estimated $6.43M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $749M portfolio in Q3 2016.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 76 in Q3 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 4.9% quarter-over-quarter to $749M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.