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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+0.2%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
-$28.3M
Cap. Flow
-$24.7M
Cap. Flow %
-1.82%
Top 10 Hldgs %
47.48%
Holding
576
New
54
Increased
238
Reduced
126
Closed
27

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.78M
2
WSM icon
Williams-Sonoma
WSM
+$6.33M
3
STX icon
Seagate
STX
+$5.76M
4
HD icon
Home Depot
HD
+$3.53M
5
V icon
Visa
V
+$3.49M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.6M
2
PPG icon
PPG Industries
PPG
+$6.01M
3
BMY icon
Bristol-Myers Squibb
BMY
+$4.77M
4
PG icon
Procter & Gamble
PG
+$4.45M
5
MSFT icon
Microsoft
MSFT
+$3.98M

Sector Composition

Rank Sector Weight
1 Technology 22.95%
2 Consumer Discretionary 9.83%
3 Financials 9.36%
4 Healthcare 6.77%
5 Industrials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$327M 24.04%
762,600
-30,300
-4% -$13.4M
AAPL icon
2
Apple
AAPL
$4.54T
$156M 11.49%
1,105,070
-140,097
-11% -$20.6M
AMZN icon
3
Amazon
AMZN
$2.92T
$57.4M 4.22%
349,760
-8,780
-2% -$1.51M
NVDA icon
4
NVIDIA
NVDA
$4.86T
$17.4M 1.28%
839,020
-83,700
-9% -$1.74M
MSFT icon
5
Microsoft
MSFT
$3.45T
$16.8M 1.23%
59,477
-13,663
-19% -$3.98M
JPM icon
6
JPMorgan Chase
JPM
$935B
$16.5M 1.21%
101,006
+930
+0.9% +$146K
CSCO icon
7
Cisco
CSCO
$457B
$15.9M 1.17%
291,572
-14,279
-5% -$801K
HD icon
8
Home Depot
HD
$331B
$13.2M 0.97%
40,134
+10,765
+37% +$3.53M
DIS icon
9
Walt Disney
DIS
$167B
$13M 0.96%
77,101
+1,125
+1% +$201K
JNJ icon
10
Johnson & Johnson
JNJ
$618B
$12.5M 0.92%
77,534
-5,049
-6% -$861K
META icon
11
Meta Platforms (Facebook)
META
$1.42T
$12M 0.88%
35,315
+2,099
+6% +$756K
LLY icon
12
Eli Lilly
LLY
$1.02T
$11.6M 0.85%
50,162
-4,665
-9% -$1.15M
QQQ icon
13
Invesco QQQ Trust
QQQ
$453B
$10.8M 0.79%
30,214
+632
+2% +$233K
ABBV icon
14
AbbVie
ABBV
$443B
$10M 0.74%
92,799
+10,452
+13% +$1.19M
QCOM icon
15
Qualcomm
QCOM
$155B
$10M 0.73%
77,552
-1,422
-2% -$202K
TXN icon
16
Texas Instruments
TXN
$252B
$9.2M 0.68%
47,871
+385
+0.8% +$73.4K
UPS icon
17
United Parcel Service
UPS
$88.6B
$8.61M 0.63%
47,281
+59
+0.1% +$11.6K
IIPR icon
18
Innovative Industrial Properties
IIPR
$1.71B
$8.51M 0.63%
36,818
-2,172
-6% -$490K
MMM icon
19
3M
MMM
$90.9B
$8.47M 0.62%
57,784
+66
+0.1% +$10.7K
KLAC icon
20
KLA
KLAC
$239B
$8.36M 0.61%
249,990
-4,090
-2% -$137K
IRM icon
21
Iron Mountain
IRM
$36.4B
$8.03M 0.59%
184,731
-2,481
-1% -$112K
DFS
22
DELISTED
Discover Financial Services
DFS
$7.87M 0.58%
64,094
+4,597
+8% +$576K
CVS icon
23
CVS Health
CVS
$133B
$7.87M 0.58%
92,736
+80,938
+686% +$6.78M
TGT icon
24
Target
TGT
$65.6B
$7.75M 0.57%
33,878
-3,483
-9% -$873K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.36T
$7.62M 0.56%
57,020
+960
+2% +$131K
1
2 3 4 5

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Sheaff Brock Investment Advisors held 576 positions worth $1.36B, down 2% from $1.39B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2021 filing shows 54 new, 238 increased, 126 reduced and 27 closed positions. Its largest new stake was Williams-Sonoma: 74,774 shares worth $6.63M. The largest sale was Apple, an estimated $20.6M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2021 buy was Williams-Sonoma: 74,774 shares worth $6.63M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q3 2021, an estimated $6.78M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2021 reduction was Apple, cutting an estimated $20.6M.
  • Sheaff Brock Investment Advisors fully exited PPG Industries in Q3 2021, selling an estimated $6.01M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.36B portfolio in Q3 2021.
  • Sheaff Brock Investment Advisors opened 54 new positions and closed 27 in Q3 2021.
  • Sheaff Brock Investment Advisors's portfolio value fell 2% quarter-over-quarter to $1.36B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2021, filed 3 Nov 2021.