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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+13.64%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.49B
AUM Growth
+$133M
Cap. Flow
-$20.3M
Cap. Flow %
-1.36%
Top 10 Hldgs %
47.42%
Holding
599
New
50
Increased
219
Reduced
154
Closed
56

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$17.4M
2
PAG icon
Penske Automotive Group
PAG
+$5.97M
3
IBM icon
IBM
IBM
+$4.17M
4
AAPL icon
Apple
AAPL
+$4.11M
5
DOW icon
Dow Inc
DOW
+$3.65M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$21.1M
2
PII icon
Polaris
PII
+$5.39M
3
HD icon
Home Depot
HD
+$3.87M
4
WMT icon
Walmart Inc
WMT
+$3.51M
5
V icon
Visa
V
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 26.73%
2 Financials 8.43%
3 Consumer Discretionary 7.99%
4 Healthcare 6.73%
5 Communication Services 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$334M 22.35%
703,100
-59,500
-8% -$27.3M
AAPL icon
2
Apple
AAPL
$4.54T
$201M 13.44%
1,131,057
+25,987
+2% +$4.11M
AMZN icon
3
Amazon
AMZN
$2.92T
$37.7M 2.53%
226,400
-123,360
-35% -$21.1M
NVDA icon
4
NVIDIA
NVDA
$4.86T
$28.4M 1.9%
964,050
+125,030
+15% +$3.44M
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.36T
$23.9M 1.6%
165,480
+120,660
+269% +$17.4M
MSFT icon
6
Microsoft
MSFT
$3.45T
$20.3M 1.36%
60,471
+994
+2% +$322K
CSCO icon
7
Cisco
CSCO
$457B
$18.9M 1.27%
298,855
+7,283
+2% +$416K
JPM icon
8
JPMorgan Chase
JPM
$935B
$16M 1.07%
101,035
+29
+0% +$4.76K
LLY icon
9
Eli Lilly
LLY
$1.02T
$14.3M 0.96%
51,774
+1,612
+3% +$409K
QCOM icon
10
Qualcomm
QCOM
$155B
$14.2M 0.95%
77,446
-106
-0.1% -$17K
JNJ icon
11
Johnson & Johnson
JNJ
$618B
$13.4M 0.9%
78,377
+843
+1% +$138K
QQQ icon
12
Invesco QQQ Trust
QQQ
$453B
$13M 0.87%
32,742
+2,528
+8% +$976K
ABBV icon
13
AbbVie
ABBV
$443B
$12.5M 0.84%
92,450
-349
-0.4% -$41.2K
HD icon
14
Home Depot
HD
$331B
$12.4M 0.83%
29,960
-10,174
-25% -$3.87M
PG icon
15
Procter & Gamble
PG
$336B
$12.1M 0.81%
73,757
+24,065
+48% +$3.57M
DIS icon
16
Walt Disney
DIS
$167B
$11.6M 0.78%
74,954
-2,147
-3% -$347K
META icon
17
Meta Platforms (Facebook)
META
$1.42T
$11.3M 0.76%
33,551
-1,764
-5% -$586K
KLAC icon
18
KLA
KLAC
$239B
$10.9M 0.73%
253,670
+3,680
+1% +$142K
UPS icon
19
United Parcel Service
UPS
$88.6B
$10.1M 0.67%
46,983
-298
-0.6% -$60.6K
IRM icon
20
Iron Mountain
IRM
$36.4B
$9.92M 0.66%
189,631
+4,900
+3% +$232K
IIPR icon
21
Innovative Industrial Properties
IIPR
$1.71B
$9.78M 0.65%
37,184
+366
+1% +$93.9K
CVS icon
22
CVS Health
CVS
$133B
$9.67M 0.65%
93,736
+1,000
+1% +$92.4K
DOW icon
23
Dow Inc
DOW
$21.9B
$9.49M 0.64%
167,353
+63,969
+62% +$3.65M
TXN icon
24
Texas Instruments
TXN
$252B
$9.22M 0.62%
48,932
+1,061
+2% +$204K
UNH icon
25
UnitedHealth
UNH
$376B
$9.18M 0.61%
18,290
-138
-0.7% -$62.5K
1
2 3 4 5

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Sheaff Brock Investment Advisors held 599 positions worth $1.49B, up 9.8% from $1.36B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2021 filing shows 50 new, 219 increased, 154 reduced and 56 closed positions. Its largest new stake was ProShares UltraPro QQQ: 43,372 shares worth $1.8M. The largest sale was Amazon, an estimated $21.1M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sheaff Brock Investment Advisors's largest Q4 2021 buy was ProShares UltraPro QQQ: 43,372 shares worth $1.8M.
  • Sheaff Brock Investment Advisors added most to Alphabet (Google) Class C in Q4 2021, an estimated $17.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2021 reduction was Amazon, cutting an estimated $21.1M.
  • Sheaff Brock Investment Advisors fully exited PTC in Q4 2021, selling an estimated $1.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 47% of its $1.49B portfolio in Q4 2021.
  • Sheaff Brock Investment Advisors opened 50 new positions and closed 56 in Q4 2021.
  • Sheaff Brock Investment Advisors's portfolio value rose 9.8% quarter-over-quarter to $1.49B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.