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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+16.11%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.19B
AUM Growth
+$109M
Cap. Flow
-$36M
Cap. Flow %
-3.01%
Top 10 Hldgs %
48.67%
Holding
522
New
60
Increased
119
Reduced
196
Closed
40

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$5.4M
2
FNF icon
Fidelity National Financial
FNF
+$4.71M
3
AVGO icon
Broadcom
AVGO
+$4.53M
4
MMM icon
3M
MMM
+$4.53M
5
WMT icon
Walmart Inc
WMT
+$3.64M

Top Sells

Rank Stock Value
1
INTC icon
Intel
INTC
+$5.83M
2
SYY icon
Sysco
SYY
+$5.24M
3
PRU icon
Prudential Financial
PRU
+$4.51M
4
CAT icon
Caterpillar
CAT
+$4.04M
5
GS icon
Goldman Sachs
GS
+$3.37M

Sector Composition

Rank Sector Weight
1 Technology 23.3%
2 Financials 8.95%
3 Consumer Discretionary 8.75%
4 Healthcare 6.93%
5 Industrials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$285M 23.88%
762,600
-67,700
-8% -$24M
AAPL icon
2
Apple
AAPL
$4.54T
$162M 13.56%
1,220,653
+859
+0.1% +$103K
AMZN icon
3
Amazon
AMZN
$2.92T
$47.7M 3.99%
292,900
+14,140
+5% +$2.26M
DIS icon
4
Walt Disney
DIS
$167B
$14.7M 1.23%
80,954
-1,033
-1% -$148K
JPM icon
5
JPMorgan Chase
JPM
$935B
$13.3M 1.11%
104,635
+6,780
+7% +$758K
CSCO icon
6
Cisco
CSCO
$457B
$13M 1.09%
289,598
-33,976
-11% -$1.4M
MSFT icon
7
Microsoft
MSFT
$3.45T
$12.7M 1.06%
56,989
+33
+0.1% +$7.1K
QCOM icon
8
Qualcomm
QCOM
$155B
$11.9M 1%
78,237
+2,836
+4% +$395K
HD icon
9
Home Depot
HD
$331B
$10.6M 0.89%
39,826
-1,987
-5% -$546K
WMT icon
10
Walmart Inc
WMT
$885B
$10.3M 0.86%
214,461
+74,952
+54% +$3.64M
NVDA icon
11
NVIDIA
NVDA
$4.86T
$10.2M 0.85%
779,680
-75,600
-9% -$1.01M
PG icon
12
Procter & Gamble
PG
$336B
$9.96M 0.83%
71,574
-393
-0.5% -$54.9K
VZ icon
13
Verizon
VZ
$195B
$9.43M 0.79%
160,496
-4,671
-3% -$277K
ABBV icon
14
AbbVie
ABBV
$443B
$9.31M 0.78%
86,858
-1,984
-2% -$191K
IIPR icon
15
Innovative Industrial Properties
IIPR
$1.71B
$9.03M 0.76%
49,282
-2,227
-4% -$333K
LLY icon
16
Eli Lilly
LLY
$1.02T
$8.96M 0.75%
53,090
-125
-0.2% -$18.7K
META icon
17
Meta Platforms (Facebook)
META
$1.42T
$8.6M 0.72%
31,481
-4,820
-13% -$1.32M
MMM icon
18
3M
MMM
$90.9B
$8.59M 0.72%
58,799
+31,908
+119% +$4.53M
QQQ icon
19
Invesco QQQ Trust
QQQ
$461B
$8.57M 0.72%
27,324
+756
+3% +$222K
UPS icon
20
United Parcel Service
UPS
$88.6B
$8.4M 0.7%
49,868
+1,951
+4% +$329K
BMY icon
21
Bristol-Myers Squibb
BMY
$133B
$8.13M 0.68%
130,992
+11,591
+10% +$713K
TSLA icon
22
Tesla
TSLA
$1.23T
$7.81M 0.65%
33,201
-12,534
-27% -$2.14M
BA icon
23
Boeing
BA
$171B
$7.81M 0.65%
36,480
+5,146
+16% +$989K
TXN icon
24
Texas Instruments
TXN
$252B
$7.7M 0.64%
46,909
-1,087
-2% -$169K
AMGN icon
25
Amgen
AMGN
$208B
$7.63M 0.64%
33,201
+12,254
+59% +$2.83M
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Sheaff Brock Investment Advisors held 522 positions worth $1.19B, up 10% from $1.09B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $36M in Q4 2020, closing 40 positions and reducing 196 holdings. Its most notable exit was Sysco, an estimated $5.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 23% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Fidelity National Financial worth $5.25M.

  • Sheaff Brock Investment Advisors's largest Q4 2020 buy was Fidelity National Financial: 139,750 shares worth $5.25M.
  • Sheaff Brock Investment Advisors added most to Allstate in Q4 2020, an estimated $5.4M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2020 reduction was Intel, cutting an estimated $5.83M.
  • Sheaff Brock Investment Advisors fully exited Sysco in Q4 2020, selling an estimated $5.24M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 49% of its $1.19B portfolio in Q4 2020.
  • Sheaff Brock Investment Advisors opened 60 new positions and closed 40 in Q4 2020.
  • Sheaff Brock Investment Advisors's portfolio value rose 10% quarter-over-quarter to $1.19B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.