We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$41.3M
Cap. Flow
+$8.16M
Cap. Flow %
1.03%
Top 10 Hldgs %
22.1%
Holding
669
New
111
Increased
254
Reduced
168
Closed
59

Top Buys

Rank Stock Value
1
CVS icon
CVS Health
CVS
+$6.09M
2
WMT icon
Walmart Inc
WMT
+$5.61M
3
RTX icon
RTX Corp
RTX
+$5.52M
4
MCD icon
McDonald's
MCD
+$5.26M
5
PFE icon
Pfizer
PFE
+$4.27M

Top Sells

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6.65M
2
AAPL icon
Apple
AAPL
+$5.5M
3
JNJ icon
Johnson & Johnson
JNJ
+$5.2M
4
UPS icon
United Parcel Service
UPS
+$4.54M
5
T icon
AT&T
T
+$2.75M

Sector Composition

Rank Sector Weight
1 Technology 16.51%
2 Financials 12.34%
3 Energy 10.58%
4 Industrials 10.46%
5 Consumer Discretionary 10.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$64.2M 8.12%
2,216,488
-193,952
-8% -$5.5M
XOM icon
2
ExxonMobil
XOM
$634B
$24.7M 3.13%
273,926
-22,149
-7% -$1.94M
META icon
3
Meta Platforms (Facebook)
META
$1.51T
$12.2M 1.54%
105,694
-21,496
-17% -$2.64M
VZ icon
4
Verizon
VZ
$201B
$11.7M 1.49%
220,034
-13,162
-6% -$658K
HOMB icon
5
Home BancShares
HOMB
$6.31B
$11.7M 1.48%
420,182
-10,000
-2% -$243K
UPS icon
6
United Parcel Service
UPS
$89.7B
$10.8M 1.37%
94,255
-40,319
-30% -$4.54M
IBM icon
7
IBM
IBM
$214B
$10.3M 1.31%
65,050
-1,802
-3% -$274K
DIS icon
8
Walt Disney
DIS
$172B
$10.1M 1.28%
97,131
-5,983
-6% -$583K
INTC icon
9
Intel
INTC
$435B
$10.1M 1.28%
279,008
-5,482
-2% -$196K
PFE icon
10
Pfizer
PFE
$144B
$8.86M 1.12%
287,427
+139,986
+95% +$4.27M
BA icon
11
Boeing
BA
$175B
$8.72M 1.1%
55,996
-2,511
-4% -$367K
CVX icon
12
Chevron
CVX
$374B
$8.48M 1.07%
72,045
+7,938
+12% +$864K
AMZN icon
13
Amazon
AMZN
$2.48T
$8.42M 1.07%
224,660
+34,660
+18% +$1.36M
MO icon
14
Altria Group
MO
$125B
$8.27M 1.05%
122,327
-1,866
-2% -$120K
T icon
15
AT&T
T
$169B
$8.17M 1.03%
254,416
-93,245
-27% -$2.75M
GE icon
16
GE Aerospace
GE
$377B
$8.17M 1.03%
53,926
-3,970
-7% -$577K
DD icon
17
DuPont de Nemours
DD
$19B
$8.13M 1.03%
56,115
-2,451
-4% -$341K
HD icon
18
Home Depot
HD
$343B
$7.9M 1%
58,908
-718
-1% -$92.5K
WMT icon
19
Walmart Inc
WMT
$900B
$7.72M 0.98%
334,935
+240,351
+254% +$5.61M
MCD icon
20
McDonald's
MCD
$194B
$7.5M 0.95%
61,575
+44,896
+269% +$5.26M
PM icon
21
Philip Morris
PM
$312B
$7.11M 0.9%
77,702
-1,614
-2% -$150K
BAC icon
22
Bank of America
BAC
$439B
$7.08M 0.9%
320,269
-100,870
-24% -$1.94M
ABBV icon
23
AbbVie
ABBV
$465B
$6.9M 0.87%
110,244
-2,107
-2% -$129K
VLO icon
24
Valero Energy
VLO
$88.7B
$6.87M 0.87%
100,498
-6,001
-6% -$369K
CVS icon
25
CVS Health
CVS
$140B
$6.82M 0.86%
86,360
+75,204
+674% +$6.09M
1
2 3 4 5

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Sheaff Brock Investment Advisors held 669 positions worth $791M, up 5.5% from $749M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2016 filing shows 111 new, 254 increased, 168 reduced and 59 closed positions. Its largest new stake was Morgan Stanley: 30,285 shares worth $1.28M. The largest sale was Time Warner Inc, an estimated $6.65M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Financials and Energy.

  • Sheaff Brock Investment Advisors's largest Q4 2016 buy was Morgan Stanley: 30,285 shares worth $1.28M.
  • Sheaff Brock Investment Advisors added most to CVS Health in Q4 2016, an estimated $6.09M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2016 reduction was Time Warner Inc, cutting an estimated $6.65M.
  • Sheaff Brock Investment Advisors fully exited Lear in Q4 2016, selling an estimated $1.76M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 22% of its $791M portfolio in Q4 2016.
  • Sheaff Brock Investment Advisors opened 111 new positions and closed 59 in Q4 2016.
  • Sheaff Brock Investment Advisors's portfolio value rose 5.5% quarter-over-quarter to $791M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2016, filed 24 Jan 2017.