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SBIA
Sheaff Brock Investment Advisors Portfolio holdings
AUM
$1.09B
1-Year Est. Return
14.4%
This Fund
S&P 500
This Quarter
Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
(+3.3%)
Cap. Flow
-$34.8M
Cap. Flow
% of AUM
-3.29%
Top 10 Holdings %
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Prudential Financial
PRU
|
+$6.43M |
| 2 |
Lockheed Martin
LMT
|
+$6.39M |
| 3 |
Verizon
VZ
|
+$6.11M |
| 4 |
WBA
Walgreens Boots Alliance
WBA
|
+$2.73M |
| 5 |
Caterpillar
CAT
|
+$1.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$6.22M |
| 2 |
Apple
AAPL
|
+$5.59M |
| 3 |
WLL
Whiting Petroleum Corporation
WLL
|
+$5.46M |
| 4 |
Walmart Inc
WMT
|
+$5.4M |
| 5 |
Whirlpool
WHR
|
+$5.07M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.16% |
| 2 | Financials | 12.29% |
| 3 | Healthcare | 7.87% |
| 4 | Consumer Discretionary | 7.74% |
| 5 | Industrials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $174M | 16.41% |
597,200
+595,200
| +29,760% | +$169M |
|
|
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $84.3M | 7.97% |
290,000
-608,100
| -68% | -$173M |
|
|
3
Apple
AAPL
$4.97T
| $78.6M | 7.43% |
1,392,932
-107,388
| -7% | -$5.59M |
|
4
ExxonMobil
XOM
$650B
| $20.1M | 1.9% |
236,872
-4,379
| -2% | -$358K |
|
5
Amazon
AMZN
$2.44T
| $18.7M | 1.77% |
187,040
+6,560
| +4% | +$617K |
|
6
Boeing
BA
$169B
| $14.7M | 1.39% |
39,428
-2,523
| -6% | -$886K |
|
7
JPMorgan Chase
JPM
$916B
| $12.8M | 1.21% |
113,650
-1,429
| -1% | -$162K |
|
8
Home Depot
HD
$337B
| $12.8M | 1.21% |
61,596
+488
| +0.8% | +$98.2K |
|
9
Intel
INTC
$413B
| $11.4M | 1.08% |
241,392
+30,720
| +15% | +$1.49M |
|
10
United Parcel Service
UPS
$88.9B
| $11.4M | 1.07% |
97,393
+34
| +0% | +$4K |
|
|
11
Verizon
VZ
$197B
| $11M | 1.04% |
205,931
+115,505
| +128% | +$6.11M |
|
12
Pfizer
PFE
$143B
| $10.7M | 1.01% |
255,092
-5,771
| -2% | -$222K |
|
13
AbbVie
ABBV
$465B
| $10.3M | 0.97% |
108,779
-1,208
| -1% | -$115K |
|
14
Texas Instruments
TXN
$248B
| $10.1M | 0.96% |
94,394
-1,829
| -2% | -$203K |
|
15
Walt Disney
DIS
$171B
| $10.1M | 0.95% |
86,402
+704
| +0.8% | +$78.4K |
|
16
Home BancShares
HOMB
$6.3B
| $9.33M | 0.88% |
426,011
| – | – |
|
|
17
Lockheed Martin
LMT
$131B
| $9.32M | 0.88% |
26,952
+19,808
| +277% | +$6.39M |
|
18
McDonald's
MCD
$193B
| $8.53M | 0.81% |
51,014
-1,718
| -3% | -$275K |
|
19
Sysco
SYY
$40.8B
| $8.07M | 0.76% |
110,232
-1,660
| -1% | -$120K |
|
20
Bristol-Myers Squibb
BMY
$129B
| $7.97M | 0.75% |
128,423
-1,181
| -0.9% | -$70.1K |
|
21
Regions Financial
RF
$26.4B
| $7.92M | 0.75% |
431,815
+53
| +0% | +$998 |
|
22
Cisco
CSCO
$443B
| $7.92M | 0.75% |
162,765
-41,485
| -20% | -$1.87M |
|
23
Oneok
OKE
$56.7B
| $7.7M | 0.73% |
113,628
-3,107
| -3% | -$213K |
|
24
Amgen
AMGN
$209B
| $7.54M | 0.71% |
36,366
-4,489
| -11% | -$885K |
|
25
RTX Corp
RTX
$290B
| $7.22M | 0.68% |
82,056
-21,281
| -21% | -$1.79M |
|
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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review
As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.
- Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
- Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
- Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
- Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
- Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
- Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
- Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.
Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.