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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.53%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.01B
AUM Growth
+$83.3M
Cap. Flow
+$129M
Cap. Flow %
12.71%
Top 10 Hldgs %
34.06%
Holding
541
New
51
Increased
207
Reduced
125
Closed
30

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$16.8M
2
COP icon
ConocoPhillips
COP
+$9.84M
3
APA icon
APA Corp
APA
+$8.95M
4
PEP icon
PepsiCo
PEP
+$5.57M
5
AMGN icon
Amgen
AMGN
+$3.34M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.04M
2
DOW icon
Dow Inc
DOW
+$7.17M
3
GLW icon
Corning
GLW
+$4.78M
4
WSM icon
Williams-Sonoma
WSM
+$4.58M
5
STX icon
Seagate
STX
+$3.87M

Sector Composition

Rank Sector Weight
1 Technology 22.92%
2 Healthcare 9.98%
3 Financials 9.9%
4 Industrials 7.79%
5 Energy 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$110M 10.83%
+287,200
New +$110M
AAPL icon
2
Apple
AAPL
$4.54T
$107M 10.51%
820,733
-63,257
-7% -$9.04M
APA icon
3
APA Corp
APA
$13.2B
$21.3M 2.1%
456,248
+200,010
+78% +$8.95M
MSFT icon
4
Microsoft
MSFT
$3.45T
$18.3M 1.8%
76,198
+6,158
+9% +$1.48M
DVY icon
5
iShares Select Dividend ETF
DVY
$23.5B
$18M 1.77%
149,072
+141,623
+1,901% +$16.8M
LLY icon
6
Eli Lilly
LLY
$1.02T
$16M 1.58%
43,752
-1,779
-4% -$631K
CSCO icon
7
Cisco
CSCO
$457B
$14.3M 1.41%
299,155
+8,321
+3% +$379K
COP icon
8
ConocoPhillips
COP
$147B
$14.2M 1.4%
120,598
+80,914
+204% +$9.84M
ABBV icon
9
AbbVie
ABBV
$443B
$13.6M 1.34%
84,362
+610
+0.7% +$93.5K
HD icon
10
Home Depot
HD
$331B
$13.2M 1.31%
41,912
+802
+2% +$244K
IPDP
11
DELISTED
Dividend Performers ETF
IPDP
$13.2M 1.3%
992,479
-14,873
-1% -$201K
JNJ icon
12
Johnson & Johnson
JNJ
$618B
$12.9M 1.27%
72,922
-3,460
-5% -$597K
MRK icon
13
Merck
MRK
$322B
$12.1M 1.2%
109,289
-3,201
-3% -$327K
NVDA icon
14
NVIDIA
NVDA
$4.86T
$11.4M 1.13%
781,880
-16,240
-2% -$238K
AMZN icon
15
Amazon
AMZN
$2.92T
$10.9M 1.08%
130,043
-23,792
-15% -$2.35M
ORCL icon
16
Oracle
ORCL
$374B
$10.6M 1.04%
129,339
+509
+0.4% +$38.7K
JPM icon
17
JPMorgan Chase
JPM
$935B
$10.3M 1.01%
76,689
-4,506
-6% -$571K
LMT icon
18
Lockheed Martin
LMT
$134B
$9.73M 0.96%
19,995
-437
-2% -$203K
XOM icon
19
ExxonMobil
XOM
$644B
$9.29M 0.92%
84,262
-283
-0.3% -$30.3K
KLAC icon
20
KLA
KLAC
$239B
$8.93M 0.88%
236,930
+960
+0.4% +$33.5K
IRM icon
21
Iron Mountain
IRM
$36.4B
$8.74M 0.86%
175,394
+87
+0% +$4.39K
UPS icon
22
United Parcel Service
UPS
$88.6B
$8.73M 0.86%
50,198
-450
-0.9% -$77.9K
TXN icon
23
Texas Instruments
TXN
$252B
$8.35M 0.82%
50,509
+698
+1% +$116K
PAG icon
24
Penske Automotive Group
PAG
$14.3B
$8.29M 0.82%
72,123
-1,453
-2% -$166K
UNH icon
25
UnitedHealth
UNH
$376B
$8.26M 0.81%
15,575
-249
-2% -$132K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Sheaff Brock Investment Advisors held 541 positions worth $1.01B, up 8.9% from $931M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Sheaff Brock Investment Advisors deployed $129M of net new capital in Q4 2022, opening 51 new positions and adding to 207 existing holdings. Its largest new stake was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 26% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.04M trimmed.

  • Sheaff Brock Investment Advisors's largest Q4 2022 buy was ProShares UltraPro QQQ: 164,504 shares worth $1.42M.
  • Sheaff Brock Investment Advisors added most to iShares Select Dividend ETF in Q4 2022, an estimated $16.8M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.04M.
  • Sheaff Brock Investment Advisors fully exited Williams-Sonoma in Q4 2022, selling an estimated $4.58M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 34% of its $1.01B portfolio in Q4 2022.
  • Sheaff Brock Investment Advisors opened 51 new positions and closed 30 in Q4 2022.
  • Sheaff Brock Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.01B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2022, filed 13 Feb 2023.