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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+10.57%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$105M
Cap. Flow
+$22.9M
Cap. Flow %
2.22%
Top 10 Hldgs %
43.91%
Holding
510
New
44
Increased
155
Reduced
185
Closed
34

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$8.29M
2
AAPL icon
Apple
AAPL
+$4.67M
3
INTC icon
Intel
INTC
+$2.95M
4
WMT icon
Walmart Inc
WMT
+$2.82M
5
DHI icon
D.R. Horton
DHI
+$1.51M

Top Sells

Rank Stock Value
1
WBA
Walgreens Boots Alliance
WBA
+$4.26M
2
JPM icon
JPMorgan Chase
JPM
+$3.46M
3
CELG
Celgene Corp
CELG
+$3.1M
4
HD icon
Home Depot
HD
+$3.05M
5
BA icon
Boeing
BA
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 18.79%
2 Financials 11.67%
3 Healthcare 6.68%
4 Industrials 6.67%
5 Consumer Discretionary 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$243M 23.63%
755,900
+82,100
+12% +$25.3M
AAPL icon
2
Apple
AAPL
$4.97T
$94.7M 9.2%
1,290,152
+72,616
+6% +$4.67M
XOM icon
3
ExxonMobil
XOM
$650B
$19.8M 1.92%
283,877
-22,068
-7% -$1.53M
CSCO icon
4
Cisco
CSCO
$443B
$15.9M 1.55%
332,182
+11,295
+4% +$525K
INTC icon
5
Intel
INTC
$413B
$14.6M 1.42%
244,421
+52,639
+27% +$2.95M
JPM icon
6
JPMorgan Chase
JPM
$916B
$14.5M 1.4%
103,685
-26,997
-21% -$3.46M
AMZN icon
7
Amazon
AMZN
$2.44T
$14.1M 1.37%
153,040
-2,380
-2% -$211K
VZ icon
8
Verizon
VZ
$197B
$12.1M 1.18%
197,568
-822
-0.4% -$49.6K
DIS icon
9
Walt Disney
DIS
$171B
$11.8M 1.15%
81,696
+69
+0.1% +$9.63K
BMY icon
10
Bristol-Myers Squibb
BMY
$129B
$11.1M 1.08%
173,385
+144,781
+506% +$8.29M
RTX icon
11
RTX Corp
RTX
$290B
$10.4M 1.01%
110,683
+3,478
+3% +$316K
HD icon
12
Home Depot
HD
$337B
$10.1M 0.98%
46,406
-13,468
-22% -$3.05M
ABBV icon
13
AbbVie
ABBV
$465B
$9.87M 0.96%
111,416
+3,731
+3% +$310K
LMT icon
14
Lockheed Martin
LMT
$131B
$9.82M 0.95%
25,225
+30
+0.1% +$11.5K
BA icon
15
Boeing
BA
$169B
$9.5M 0.92%
29,159
-5,960
-17% -$2.11M
TXN icon
16
Texas Instruments
TXN
$248B
$9.48M 0.92%
73,867
-8,628
-10% -$1.06M
TGT icon
17
Target
TGT
$66.3B
$8.93M 0.87%
69,668
-8,972
-11% -$1.05M
SYY icon
18
Sysco
SYY
$40.8B
$8.85M 0.86%
103,415
-525
-0.5% -$42.5K
KLAC icon
19
KLA
KLAC
$222B
$8.63M 0.84%
484,540
-16,850
-3% -$283K
AMGN icon
20
Amgen
AMGN
$209B
$8.53M 0.83%
35,364
-246
-0.7% -$54.2K
DFS
21
DELISTED
Discover Financial Services
DFS
$8.23M 0.8%
97,044
-8,340
-8% -$688K
OKE icon
22
Oneok
OKE
$56.7B
$8.13M 0.79%
107,445
+533
+0.5% +$38.1K
LVS icon
23
Las Vegas Sands
LVS
$31.4B
$7.99M 0.78%
115,760
-915
-0.8% -$57.1K
T icon
24
AT&T
T
$164B
$7.53M 0.73%
255,008
-13,249
-5% -$383K
RF icon
25
Regions Financial
RF
$26.4B
$7.38M 0.72%
429,950
-5,278
-1% -$86.9K
1
2 3 4 5

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CHP
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MW
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Sheaff Brock Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Sheaff Brock Investment Advisors held 510 positions worth $1.03B, up 11% from $924M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Sheaff Brock Investment Advisors's Q4 2019 filing shows 44 new, 155 increased, 185 reduced and 34 closed positions. Its largest new stake was D.R. Horton: 28,324 shares worth $1.49M. The largest sale was Walgreens Boots Alliance, an estimated $4.26M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Sheaff Brock Investment Advisors's largest Q4 2019 buy was D.R. Horton: 28,324 shares worth $1.49M.
  • Sheaff Brock Investment Advisors added most to Bristol-Myers Squibb in Q4 2019, an estimated $8.29M increase.
  • Sheaff Brock Investment Advisors's biggest Q4 2019 reduction was Walgreens Boots Alliance, cutting an estimated $4.26M.
  • Sheaff Brock Investment Advisors fully exited Celgene Corp in Q4 2019, selling an estimated $3.1M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 44% of its $1.03B portfolio in Q4 2019.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 34 in Q4 2019.
  • Sheaff Brock Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.03B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.