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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$931M
AUM Growth
-$267M
Cap. Flow
-$9.56M
Cap. Flow %
-1.03%
Top 10 Hldgs %
36.08%
Holding
526
New
25
Increased
167
Reduced
156
Closed
26

Top Buys

Rank Stock Value
1
APA icon
APA Corp
APA
+$7.87M
2
AFG icon
American Financial Group
AFG
+$5.81M
3
KR icon
Kroger
KR
+$5.51M
4
HON icon
Honeywell
HON
+$3.15M
5
DOW icon
Dow Inc
DOW
+$3.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.65M
2
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.32M
3
NVDA icon
NVIDIA
NVDA
+$4.49M
4
KO icon
Coca-Cola
KO
+$3.24M
5
PG icon
Procter & Gamble
PG
+$3.14M

Sector Composition

Rank Sector Weight
1 Technology 25.89%
2 Healthcare 9.44%
3 Financials 9.12%
4 Consumer Discretionary 7.71%
5 Industrials 7.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.51T
$122M 13.12%
883,990
-55,113
-6% -$8.65M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$806B
– –
0
– –
AMZN icon
3
Amazon
AMZN
$3.05T
$17.4M 1.87%
153,835
+9,274
+6% +$1.17M
MSFT icon
4
Microsoft
MSFT
$3.64T
$16.3M 1.75%
70,040
-1,820
-3% -$481K
LLY icon
5
Eli Lilly
LLY
$996B
$14.7M 1.58%
45,531
-3,721
-8% -$1.18M
JNJ icon
6
Johnson & Johnson
JNJ
$609B
$12.5M 1.34%
76,382
-561
-0.7% -$94.9K
CSCO icon
7
Cisco
CSCO
$454B
$11.6M 1.25%
290,834
+2,127
+0.7% +$94.4K
IPDP
8
DELISTED
Dividend Performers ETF
IPDP
$11.6M 1.24%
1,007,352
-13,870
-1% -$196K
HD icon
9
Home Depot
HD
$335B
$11.3M 1.22%
41,110
-363
-0.9% -$107K
ABBV icon
10
AbbVie
ABBV
$433B
$11.2M 1.21%
83,752
+3,616
+5% +$519K
MRK icon
11
Merck
MRK
$313B
$9.69M 1.04%
112,490
-1,389
-1% -$124K
NVDA icon
12
NVIDIA
NVDA
$5.04T
$9.69M 1.04%
798,120
-284,210
-26% -$4.49M
APA icon
13
APA Corp
APA
$13.1B
$8.76M 0.94%
256,238
+220,000
+607% +$7.87M
JPM icon
14
JPMorgan Chase
JPM
$936B
$8.48M 0.91%
81,195
-690
-0.8% -$79.2K
UPS icon
15
United Parcel Service
UPS
$90.6B
$8.18M 0.88%
50,648
-131
-0.3% -$24.8K
IPPP
16
DELISTED
Preferred-Plus ETF
IPPP
$8.15M 0.88%
888,850
+45,688
+5% +$464K
QCOM icon
17
Qualcomm
QCOM
$157B
$8.02M 0.86%
70,990
-987
-1% -$136K
UNH icon
18
UnitedHealth
UNH
$378B
$7.99M 0.86%
15,824
-462
-3% -$243K
LMT icon
19
Lockheed Martin
LMT
$134B
$7.89M 0.85%
20,432
-309
-1% -$129K
ORCL icon
20
Oracle
ORCL
$403B
$7.87M 0.85%
128,830
-826
-0.6% -$60.5K
CVS icon
21
CVS Health
CVS
$134B
$7.85M 0.84%
82,266
-1,231
-1% -$122K
TXN icon
22
Texas Instruments
TXN
$245B
$7.71M 0.83%
49,811
-425
-0.8% -$71.3K
IRM icon
23
Iron Mountain
IRM
$37.1B
$7.71M 0.83%
175,307
-4,654
-3% -$235K
QQQ icon
24
Invesco QQQ Trust
QQQ
$468B
$7.59M 0.82%
28,406
+1,334
+5% +$403K
GOOG icon
25
Alphabet (Google) Class C
GOOG
$4.57T
$7.5M 0.81%
78,019
-10,181
-12% -$1.14M
1
2 3 4 5

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CHP
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MW
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TAM
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Sheaff Brock Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Sheaff Brock Investment Advisors held 526 positions worth $931M, down 22% from $1.2B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Sheaff Brock Investment Advisors's Q3 2022 filing shows 25 new, 167 increased, 156 reduced and 26 closed positions. Its largest new stake was American Financial Group: 44,290 shares worth $5.45M. The largest sale was Apple, an estimated $8.65M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 22% a quarter earlier, followed by Healthcare and Financials.

  • Sheaff Brock Investment Advisors's largest Q3 2022 buy was American Financial Group: 44,290 shares worth $5.45M.
  • Sheaff Brock Investment Advisors added most to APA Corp in Q3 2022, an estimated $7.87M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2022 reduction was Apple, cutting an estimated $8.65M.
  • Sheaff Brock Investment Advisors fully exited Berkshire Hathaway Class A in Q3 2022, selling an estimated $5.32M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 36% of its $931M portfolio in Q3 2022.
  • Sheaff Brock Investment Advisors opened 25 new positions and closed 26 in Q3 2022.
  • Sheaff Brock Investment Advisors's portfolio value fell 22% quarter-over-quarter to $931M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2022, filed 3 Nov 2022.