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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
168
Reduced
254
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.99T
$75.9M 9.33%
2,787,396
+2,496
+0.1% +$62.2K
XOM icon
2
ExxonMobil
XOM
$634B
$24.9M 3.06%
297,856
-20,762
-7% -$1.66M
T icon
3
AT&T
T
$169B
$17.1M 2.09%
576,311
-32,570
-5% -$902K
META icon
4
Meta Platforms (Facebook)
META
$1.51T
$16.4M 2.02%
143,980
+30,695
+27% +$3.24M
VZ icon
5
Verizon
VZ
$201B
$14.4M 1.76%
265,714
-16,386
-6% -$820K
MSFT icon
6
Microsoft
MSFT
$2.92T
$12.3M 1.51%
223,288
-3,331
-1% -$175K
IBM icon
7
IBM
IBM
$214B
$11.3M 1.38%
77,806
+37,930
+95% +$4.84M
UPS icon
8
United Parcel Service
UPS
$89.7B
$10.9M 1.34%
103,142
+406
+0.4% +$39.5K
DIS icon
9
Walt Disney
DIS
$172B
$10.8M 1.33%
108,896
+1,112
+1% +$107K
INTC icon
10
Intel
INTC
$435B
$10.5M 1.29%
324,997
-22,908
-7% -$703K
JNJ icon
11
Johnson & Johnson
JNJ
$643B
$10.5M 1.29%
96,981
-14,663
-13% -$1.52M
HOMB icon
12
Home BancShares
HOMB
$6.31B
$10M 1.23%
488,470
+55,380
+13% +$1.09M
DD icon
13
DuPont de Nemours
DD
$19B
$9.93M 1.22%
77,068
-2,395
-3% -$287K
GE icon
14
GE Aerospace
GE
$377B
$9.11M 1.12%
59,772
-4,908
-8% -$693K
JPM icon
15
JPMorgan Chase
JPM
$950B
$8.96M 1.1%
151,238
-11,055
-7% -$646K
HD icon
16
Home Depot
HD
$343B
$8.91M 1.09%
66,817
-2,834
-4% -$353K
BA icon
17
Boeing
BA
$175B
$8.43M 1.04%
66,432
-3,422
-5% -$425K
MO icon
18
Altria Group
MO
$125B
$8.2M 1.01%
130,786
-3,604
-3% -$218K
AMGN icon
19
Amgen
AMGN
$212B
$7.89M 0.97%
52,641
-5,303
-9% -$788K
PM icon
20
Philip Morris
PM
$312B
$7.6M 0.93%
77,454
-749
-1% -$68.7K
VLO icon
21
Valero Energy
VLO
$88.7B
$7.33M 0.9%
114,323
-807
-0.7% -$51.3K
FL
22
DELISTED
Foot Locker
FL
$7.27M 0.89%
112,642
-36,666
-25% -$2.38M
ES icon
23
Eversource Energy
ES
$28.4B
$6.95M 0.85%
119,156
-7,615
-6% -$415K
CVX icon
24
Chevron
CVX
$374B
$6.59M 0.81%
69,111
+1,039
+2% +$90.9K
GM icon
25
General Motors
GM
$81.7B
$6.41M 0.79%
203,941
-5,719
-3% -$172K
1
2 3 4 5

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 254 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.