We are live on ! Find out more
SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
-$83.1M
Cap. Flow
+$689M
Cap. Flow %
62.34%
Top 10 Hldgs %
38.09%
Holding
504
New
13
Increased
115
Reduced
182
Closed
41

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$694M
2
NVDA icon
NVIDIA
NVDA
+$12.6M
3
PPG icon
PPG Industries
PPG
+$6.52M
4
ALSN icon
Allison Transmission
ALSN
+$6.31M
5
PG icon
Procter & Gamble
PG
+$3.63M

Top Sells

Rank Stock Value
1
ALL icon
Allstate
ALL
+$4.61M
2
HD icon
Home Depot
HD
+$3.75M
3
NKE icon
Nike
NKE
+$3.49M
4
BMI icon
Badger Meter
BMI
+$2.8M
5
LLY icon
Eli Lilly
LLY
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 30.21%
2 Healthcare 8.85%
3 Financials 7.94%
4 Industrials 7.69%
5 Consumer Discretionary 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.54T
$138M 12.52%
807,498
-7,829
-1% -$1.44M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
– –
0
– –
NVDA icon
3
NVIDIA
NVDA
$4.86T
$51.9M 4.7%
1,192,770
+281,530
+31% +$12.6M
MSFT icon
4
Microsoft
MSFT
$3.45T
$23.1M 2.09%
73,095
-660
-0.9% -$218K
LLY icon
5
Eli Lilly
LLY
$1.02T
$19.9M 1.8%
36,984
-4,977
-12% -$2.56M
AMZN icon
6
Amazon
AMZN
$2.92T
$16.5M 1.49%
129,596
-6,652
-5% -$891K
CSCO icon
7
Cisco
CSCO
$457B
$16.2M 1.47%
301,161
-15,529
-5% -$838K
APA icon
8
APA Corp
APA
$13.2B
$16.1M 1.45%
390,538
– –
IPDP
9
DELISTED
Dividend Performers ETF
IPDP
$15.2M 1.38%
1,006,658
+29,792
+3% +$473K
MRK icon
10
Merck
MRK
$322B
$14.5M 1.32%
141,129
+30,905
+28% +$3.33M
ORCL icon
11
Oracle
ORCL
$374B
$13.3M 1.21%
125,816
-3,054
-2% -$354K
JNJ icon
12
Johnson & Johnson
JNJ
$618B
$11.5M 1.04%
73,775
-677
-0.9% -$112K
ABBV icon
13
AbbVie
ABBV
$443B
$11.2M 1.02%
75,342
-1,119
-1% -$164K
JPM icon
14
JPMorgan Chase
JPM
$935B
$11M 0.99%
75,528
-699
-0.9% -$105K
PG icon
15
Procter & Gamble
PG
$336B
$10.7M 0.97%
73,522
+23,787
+48% +$3.63M
QQQ icon
16
Invesco QQQ Trust
QQQ
$461B
$10.7M 0.97%
29,776
-203
-0.7% -$75.3K
PAG icon
17
Penske Automotive Group
PAG
$14.3B
$10.6M 0.96%
63,390
-5,749
-8% -$962K
GOOGL icon
18
Alphabet (Google) Class A
GOOGL
$4.36T
$10.2M 0.92%
77,919
+1,643
+2% +$213K
KLAC icon
19
KLA
KLAC
$239B
$10.2M 0.92%
222,130
-7,430
-3% -$356K
IRM icon
20
Iron Mountain
IRM
$36.4B
$10.1M 0.92%
170,602
-2,950
-2% -$180K
AVGO icon
21
Broadcom
AVGO
$1.85T
$10.1M 0.92%
121,850
-7,650
-6% -$663K
ACN icon
22
Accenture
ACN
$102B
$9.34M 0.85%
30,422
-165
-0.5% -$52K
XOM icon
23
ExxonMobil
XOM
$644B
$9.1M 0.82%
77,362
-70
-0.1% -$7.68K
HUBB icon
24
Hubbell
HUBB
$25B
$8.99M 0.81%
28,677
-1,662
-5% -$529K
HD icon
25
Home Depot
HD
$331B
$8.87M 0.8%
29,343
-11,652
-28% -$3.75M
1
2 3 4 5

Similar funds

LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Sheaff Brock Investment Advisors held 504 positions worth $1.1B, down 7% from $1.19B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Sheaff Brock Investment Advisors deployed $689M of net new capital in Q3 2023, opening 13 new positions and adding to 115 existing holdings. Its largest new stake was PPG Industries: 46,454 shares worth $6.03M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 30% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Allstate, an estimated $4.61M trimmed.

  • Sheaff Brock Investment Advisors's largest Q3 2023 buy was PPG Industries: 46,454 shares worth $6.03M.
  • Sheaff Brock Investment Advisors added most to Berkshire Hathaway Class A in Q3 2023, an estimated $694M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2023 reduction was Allstate, cutting an estimated $4.61M.
  • Sheaff Brock Investment Advisors fully exited Badger Meter in Q3 2023, selling an estimated $2.8M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 38% of its $1.1B portfolio in Q3 2023.
  • Sheaff Brock Investment Advisors opened 13 new positions and closed 41 in Q3 2023.
  • Sheaff Brock Investment Advisors's portfolio value fell 7% quarter-over-quarter to $1.1B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2023, filed 8 Nov 2023.