Sheaff Brock Investment Advisors’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-11,400	Closed	-$133K	–	644
2017 Q2	$133K	Hold	11,400	–	–	0.02%	559
2017 Q1	$134K	Hold	11,400	–	–	0.02%	550
2016 Q4	$139K	Hold	11,400	–	–	0.02%	547
2016 Q3	$126K	Sell	11,400 -2,000	-15%	-$21.4K	0.02%	509
2016 Q2	$137K	Buy	13,400 +2,000	+18%	+$20.4K	0.02%	527
2016 Q1	$113K	Buy	+11,400	New	+$107K	0.01%	553

Other funds holding JRO

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFS

Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Sheaff Brock Investment Advisors's JRO Position: Q3 2017 in Review

Sheaff Brock Investment Advisors sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q3 2017, closing a stake of 11,400 shares — an estimated $133K sold.

Sheaff Brock Investment Advisors first reported a position in JRO in Q1 2016 and held it in 6 quarters. The position peaked at $139K in Q4 2016. 60 funds tracked by Wall St. Rank hold JRO as of Q3 2017.

Sheaff Brock Investment Advisors reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q3 2017 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 11,400 Nuveen Floating Rate Income Opportunty Fund shares in Q3 2017, an estimated $133K.
Sheaff Brock Investment Advisors first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q1 2016 and held it in 6 quarters.
Sheaff Brock Investment Advisors's Nuveen Floating Rate Income Opportunty Fund position peaked at $139K in Q4 2016.
60 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q3 2017.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.