Sheaff Brock Investment Advisors’s BlackRock TCP Capital TCPC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-10,592	Closed	-$104K	–	507
2020 Q3	$104K	Buy	10,592 +47	+0.4%	+$456	0.01%	432
2020 Q2	$96K	Buy	10,545 +61	+0.6%	+$525	0.01%	425
2020 Q1	$66K	Buy	10,484 +88	+0.8%	+$1.09K	0.01%	390
2019 Q4	$146K	Buy	10,396 +36	+0.3%	+$503	0.01%	439
2019 Q3	$140K	Hold	10,360	–	–	0.02%	426
2019 Q2	$148K	Hold	10,360	–	–	0.02%	447
2019 Q1	$147K	Buy	+10,360	New	+$148K	0.02%	458
2017 Q3	–	Sell	-10,777	Closed	-$182K	–	612
2017 Q2	$182K	Buy	+10,777	New	+$183K	0.02%	523
2017 Q1	–	Sell	-10,724	Closed	-$181K	–	638
2016 Q4	$181K	Buy	+10,724	New	+$177K	0.02%	527
2016 Q3	–	Sell	-11,738	Closed	-$179K	–	590
2016 Q2	$179K	Buy	11,738 +17	+0.1%	+$251	0.02%	505
2016 Q1	$175K	Buy	11,721 +1,016	+9%	+$13.9K	0.02%	511
2015 Q4	$149K	Buy	+10,705	New	+$157K	0.02%	555

Other funds holding TCPC

Barings Charlotte, North Carolina $5.64B AUM 18.33% 1-Year Est. Return

Cliffwater Marina Del Rey, California $402M AUM 7.57% 1-Year Est. Return

State of Michigan Retirement System Lansing, Michigan $22.6B AUM 40.24% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $84.2B AUM 55.88% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

CFG

CNO Financial Group Carmel, Indiana $175M AUM 2.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Sheaff Brock Investment Advisors's TCPC Position: Q4 2020 in Review

Sheaff Brock Investment Advisors sold out of BlackRock TCP Capital (TCPC) in Q4 2020, closing a stake of 10,592 shares — an estimated $104K sold.

Sheaff Brock Investment Advisors first reported a position in TCPC in Q4 2015 and held it in 12 quarters. The position peaked at $182K in Q2 2017. 108 funds tracked by Wall St. Rank hold TCPC as of Q4 2020.

Sheaff Brock Investment Advisors reported no remaining BlackRock TCP Capital position as of Q4 2020 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 10,592 BlackRock TCP Capital shares in Q4 2020, an estimated $104K.
Sheaff Brock Investment Advisors first reported a position in BlackRock TCP Capital in Q4 2015 and held it in 12 quarters.
Sheaff Brock Investment Advisors's BlackRock TCP Capital position peaked at $182K in Q2 2017.
108 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2020.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2020, filed 1 Feb 2021.