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Sheaff Brock Investment Advisors’s New Mountain Finance NMFC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio NMFC Stock Details NMFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-10,507
Closed -$148K – 629
2016
Q4 		$148K Buy
+10,507
New +$145K 0.02% 540
2016
Q2 		– Sell
-10,145
Closed -$128K – 624
2016
Q1 		$128K Sell
10,145
-461
-4% -$5.6K 0.02% 542
2015
Q4 		$138K Buy
+10,606
New +$146K 0.02% 563

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LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
RTS
Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return
Aviva
Aviva London, United Kingdom $67.9B AUM 39.2% 1-Year Est. Return
Confluence Investment Management
Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Guggenheim Capital
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Advisors Capital Management
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Sheaff Brock Investment Advisors's NMFC Position: Q1 2017 in Review

Sheaff Brock Investment Advisors sold out of New Mountain Finance (NMFC) in Q1 2017, closing a stake of 10,507 shares — an estimated $148K sold.

Sheaff Brock Investment Advisors first reported a position in NMFC in Q4 2015 and held it in 3 quarters. The position peaked at $148K in Q4 2016. 126 funds tracked by Wall St. Rank hold NMFC as of Q1 2017.

  • Sheaff Brock Investment Advisors reported no remaining New Mountain Finance position as of Q1 2017 after selling out during the quarter.
  • Sheaff Brock Investment Advisors sold 10,507 New Mountain Finance shares in Q1 2017, an estimated $148K.
  • Sheaff Brock Investment Advisors first reported a position in New Mountain Finance in Q4 2015 and held it in 3 quarters.
  • Sheaff Brock Investment Advisors's New Mountain Finance position peaked at $148K in Q4 2016.
  • 126 funds tracked by Wall St. Rank held New Mountain Finance as of Q1 2017.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2017, filed 2 May 2017.