Sheaff Brock Investment Advisors’s New Mountain Finance NMFC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-10,507	Closed	-$148K	–	629
2016 Q4	$148K	Buy	+10,507	New	+$148K	0.02%	540
2016 Q2	–	Sell	-10,145	Closed	-$128K	–	624
2016 Q1	$128K	Sell	10,145 -461	-4%	-$5.82K	0.02%	542
2015 Q4	$138K	Buy	+10,606	New	+$138K	0.02%	563