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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$788M
AUM Growth
-$26.3M
Cap. Flow
-$34.8M
Cap. Flow %
-4.42%
Top 10 Hldgs %
24.03%
Holding
668
New
44
Increased
172
Reduced
239
Closed
70

Top Buys

Rank Stock Value
1
TWX
Time Warner Inc
TWX
+$6M
2
ABBV icon
AbbVie
ABBV
+$4.78M
3
UPS icon
United Parcel Service
UPS
+$4.65M
4
DG icon
Dollar General
DG
+$2.66M
5
MRD
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
+$2.56M

Top Sells

Rank Stock Value
1
T icon
AT&T
T
+$5.98M
2
MSFT icon
Microsoft
MSFT
+$5.66M
3
ES icon
Eversource Energy
ES
+$5.61M
4
AAPL icon
Apple
AAPL
+$3.77M
5
ALK icon
Alaska Air
ALK
+$2.08M

Sector Composition

Rank Sector Weight
1 Technology 15.8%
2 Financials 11.36%
3 Communication Services 10.73%
4 Industrials 10.31%
5 Energy 10.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
501
Transocean
RIG
$5.82B
$181K 0.02%
15,207
+100
+0.7% +$1.02K
EMD
502
Western Asset Emerging Markets Debt Fund
EMD
$616M
$180K 0.02%
11,699
+1,443
+14% +$21.4K
PML
503
PIMCO Municipal Income Fund II
PML
$493M
$180K 0.02%
12,900
– –
PHT
504
DELISTED
Pioneer High Income Fund
PHT
$179K 0.02%
17,700
+2,000
+13% +$20.1K
TCPC icon
505
BlackRock TCP Capital
TCPC
$345M
$179K 0.02%
11,738
+17
+0.1% +$251
BKCC
506
DELISTED
BlackRock Capital Investment Corporation
BKCC
$179K 0.02%
23,016
– –
CCJ icon
507
Cameco
CCJ
$42.4B
$178K 0.02%
16,204
+1,500
+10% +$17.8K
SFL icon
508
SFL Corp
SFL
$1.61B
$177K 0.02%
12,004
+19
+0.2% +$283
ORIG
509
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$170K 0.02%
+7
New +$133K
NEA icon
510
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$169K 0.02%
11,291
– –
RITM icon
511
Rithm Capital
RITM
$5.69B
$162K 0.02%
11,714
+27
+0.2% +$347
PHYS icon
512
Sprott Physical Gold
PHYS
$15.7B
$159K 0.02%
14,478
-3,000
-17% -$31.4K
CXE
513
DELISTED
MFS High Income Municipal Trust
CXE
$158K 0.02%
28,742
– –
DIAX
514
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$157K 0.02%
10,813
-276
-2% -$3.91K
TOVX icon
515
Theriva Biologics
TOVX
$10.1M
$156K 0.02%
10
+2
+25% +$37.6K
DS
516
DELISTED
Drive Shack Inc.
DS
$155K 0.02%
33,803
+17,512
+107% +$77.7K
BDJ icon
517
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$148K 0.02%
18,757
-700
-4% -$5.35K
CX icon
518
Cemex
CX
$16.3B
$147K 0.02%
24,715
+216
+0.9% +$1.38K
NFJ
519
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$147K 0.02%
11,941
– –
DGII icon
520
Digi International
DGII
$3.1B
$145K 0.02%
13,500
– –
GLO
521
Clough Global Opportunities Fund
GLO
$257M
$145K 0.02%
15,500
– –
CMO
522
DELISTED
Capstead Mortgage Corp.
CMO
$145K 0.02%
14,950
– –
IAU icon
523
iShares Gold Trust
IAU
$64.4B
$142K 0.02%
5,550
-2,550
-31% -$62K
SAN icon
524
Banco Santander
SAN
$210B
$142K 0.02%
37,750
+3
+0% +$13
BOE icon
525
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$141K 0.02%
11,930
– –
19 20
21
22 23

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MW
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TAM
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Sheaff Brock Investment Advisors held 668 positions worth $788M, down 3.2% from $814M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q2 2016, closing 70 positions and reducing 239 holdings. Its most notable exit was Alaska Air, an estimated $2.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Sheaff Brock Investment Advisors opened a new position in Dollar General worth $2.9M.

  • Sheaff Brock Investment Advisors's largest Q2 2016 buy was Dollar General: 30,870 shares worth $2.9M.
  • Sheaff Brock Investment Advisors added most to Time Warner Inc in Q2 2016, an estimated $6M increase.
  • Sheaff Brock Investment Advisors's biggest Q2 2016 reduction was AT&T, cutting an estimated $5.98M.
  • Sheaff Brock Investment Advisors fully exited Alaska Air in Q2 2016, selling an estimated $2.08M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 24% of its $788M portfolio in Q2 2016.
  • Sheaff Brock Investment Advisors opened 44 new positions and closed 70 in Q2 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 3.2% quarter-over-quarter to $788M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.