Sheaff Brock Investment Advisors’s Sprott Physical Gold PHYS Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,278	Closed	-$145K	–	639
2016 Q3	$145K	Sell	13,278 -1,200	-8%	-$13.3K	0.02%	496
2016 Q2	$159K	Sell	14,478 -3,000	-17%	-$31.4K	0.02%	512
2016 Q1	$177K	Sell	17,478 -900	-5%	-$8.77K	0.02%	510
2015 Q4	$160K	Buy	+18,378	New	+$167K	0.02%	544

Other funds holding PHYS

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Johnson Investment Counsel Cincinnati, Ohio $12.4B AUM 17.21% 1-Year Est. Return

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return