Sheaff Brock Investment Advisors’s Capstead Mortgage Corp. CMO Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-11,302	Closed	-$94K	–	515
2019 Q2	$94K	Hold	11,302	–	–	0.01%	465
2019 Q1	$97K	Hold	11,302	–	–	0.01%	480
2018 Q4	$75K	Hold	11,302	–	–	0.01%	445
2018 Q3	$89K	Sell	11,302 -11,000	-49%	-$92.7K	0.01%	496
2018 Q2	$200K	Hold	22,302	–	–	0.02%	468
2018 Q1	$193K	Hold	22,302	–	–	0.02%	473
2017 Q4	$193K	Sell	22,302 -1,700	-7%	-$15.6K	0.03%	465
2017 Q3	$232K	Sell	24,002 -201	-0.8%	-$1.98K	0.03%	437
2017 Q2	$252K	Sell	24,203 -466	-2%	-$4.99K	0.03%	434
2017 Q1	$260K	Hold	24,669	–	–	0.03%	435
2016 Q4	$251K	Buy	24,669 +9,719	+65%	+$95.4K	0.03%	461
2016 Q3	$141K	Hold	14,950	–	–	0.02%	501
2016 Q2	$145K	Hold	14,950	–	–	0.02%	522
2016 Q1	$148K	Sell	14,950 -4,769	-24%	-$44.3K	0.02%	531
2015 Q4	$172K	Buy	+19,719	New	+$190K	0.02%	536

Other funds holding CMO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $532M AUM 29.6% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Sheaff Brock Investment Advisors's CMO Position: Q3 2019 in Review

Sheaff Brock Investment Advisors sold out of Capstead Mortgage Corp. (CMO) in Q3 2019, closing a stake of 11,302 shares — an estimated $94K sold.

Sheaff Brock Investment Advisors first reported a position in CMO in Q4 2015 and held it in 15 quarters. The position peaked at $260K in Q1 2017. 162 funds tracked by Wall St. Rank hold CMO as of Q3 2019.

Sheaff Brock Investment Advisors reported no remaining Capstead Mortgage Corp. position as of Q3 2019 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 11,302 Capstead Mortgage Corp. shares in Q3 2019, an estimated $94K.
Sheaff Brock Investment Advisors first reported a position in Capstead Mortgage Corp. in Q4 2015 and held it in 15 quarters.
Sheaff Brock Investment Advisors's Capstead Mortgage Corp. position peaked at $260K in Q1 2017.
162 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q3 2019.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2019, filed 28 Oct 2019.