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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$814M
AUM Growth
-$68.5M
Cap. Flow
-$76.4M
Cap. Flow %
-9.38%
Top 10 Hldgs %
25.11%
Holding
739
New
70
Increased
167
Reduced
255
Closed
113

Top Buys

Rank Stock Value
1
PCAR icon
PACCAR
PCAR
+$4.93M
2
IBM icon
IBM
IBM
+$4.84M
3
WLY icon
John Wiley & Sons Class A
WLY
+$4.74M
4
META icon
Meta Platforms (Facebook)
META
+$3.24M
5
COP icon
ConocoPhillips
COP
+$2.26M

Top Sells

Rank Stock Value
1
LAZ icon
Lazard
LAZ
+$5.3M
2
ADI icon
Analog Devices
ADI
+$5.1M
3
POM
PEPCO HOLDINGS, INC.
POM
+$2.96M
4
OIA icon
Invesco Municipal Income Opportunities Trust
OIA
+$2.73M
5
ANDE icon
Andersons Inc
ANDE
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 11.61%
3 Consumer Discretionary 10.53%
4 Communication Services 10.48%
5 Industrials 9.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
501
Oaktree Specialty Lending
OCSL
$1.12B
$188K 0.02%
12,494
-2,342
-16% -$36.7K
ETW
502
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$186K 0.02%
17,630
-900
-5% -$9.18K
PFLT icon
503
PennantPark Floating Rate Capital
PFLT
$727M
$186K 0.02%
15,859
+443
+3% +$4.93K
NPM
504
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$184K 0.02%
+12,498
New +$181K
HL icon
505
Hecla Mining
HL
$11.7B
$182K 0.02%
65,291
-400
-0.6% -$905
UAN icon
506
CVR Partners
UAN
$1.24B
$181K 0.02%
2,160
-232
-10% -$15.3K
PGH
507
DELISTED
Pengrowth Energy Corporation
PGH
$180K 0.02%
137,600
-1,990
-1% -$1.59K
FONR
508
DELISTED
Fonar
FONR
$178K 0.02%
11,580
+750
+7% +$11.6K
ADAM
509
Adamas Trust
ADAM
$868M
$178K 0.02%
9,382
-4,300
-31% -$80.6K
PHYS icon
510
Sprott Physical Gold
PHYS
$15.8B
$177K 0.02%
17,478
-900
-5% -$8.77K
TCPC icon
511
BlackRock TCP Capital
TCPC
$326M
$175K 0.02%
11,721
+1,016
+9% +$13.9K
PML
512
PIMCO Municipal Income Fund II
PML
$491M
$171K 0.02%
12,900
– –
BCIC
513
BCP Investment Corp
BCIC
$92.8M
$169K 0.02%
4,700
– –
TOVX icon
514
Theriva Biologics
TOVX
$10.4M
$167K 0.02%
8
-2
-20% -$30.1K
WMB icon
515
Williams Companies
WMB
$87.8B
$167K 0.02%
+10,372
New +$178K
TGH
516
DELISTED
Textainer Group Holdings limited
TGH
$167K 0.02%
11,258
+18
+0.2% +$208
SFL icon
517
SFL Corp
SFL
$1.6B
$166K 0.02%
11,985
+358
+3% +$4.81K
CX icon
518
Cemex
CX
$16.5B
$165K 0.02%
24,499
– –
PSLV icon
519
Sprott Physical Silver Trust
PSLV
$13.6B
$163K 0.02%
26,239
-3,361
-11% -$19.6K
NEA icon
520
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$160K 0.02%
11,291
– –
OXLC
521
Oxford Lane Capital
OXLC
$902M
$160K 0.02%
3,781
+90
+2% +$3.83K
SRC
522
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$159K 0.02%
3,157
+57
+2% +$2.66K
PHT
523
DELISTED
Pioneer High Income Fund
PHT
$158K 0.02%
15,700
-5,608
-26% -$51.9K
SAN icon
524
Banco Santander
SAN
$209B
$158K 0.02%
37,747
-1,710
-4% -$7.03K
NMZ icon
525
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
$157K 0.02%
11,212
– –
19 20
21
22 23

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Sheaff Brock Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Sheaff Brock Investment Advisors held 739 positions worth $814M, down 7.8% from $883M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $76.4M in Q1 2016, closing 113 positions and reducing 255 holdings. Its most notable exit was Lazard, an estimated $5.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Sheaff Brock Investment Advisors opened a new position in PACCAR worth $5.37M.

  • Sheaff Brock Investment Advisors's largest Q1 2016 buy was PACCAR: 147,282 shares worth $5.37M.
  • Sheaff Brock Investment Advisors added most to IBM in Q1 2016, an estimated $4.84M increase.
  • Sheaff Brock Investment Advisors's biggest Q1 2016 reduction was Foot Locker, cutting an estimated $2.38M.
  • Sheaff Brock Investment Advisors fully exited Lazard in Q1 2016, selling an estimated $5.3M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 25% of its $814M portfolio in Q1 2016.
  • Sheaff Brock Investment Advisors opened 70 new positions and closed 113 in Q1 2016.
  • Sheaff Brock Investment Advisors's portfolio value fell 7.8% quarter-over-quarter to $814M.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2016, filed 25 Apr 2016.