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SBIA

Sheaff Brock Investment Advisors Portfolio holdings

AUM $1.09B
1-Year Est. Return 14.4%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+14.4%
3 Year Est. Return
+61.85%
5 Year Est. Return
+240.78%
10 Year Est. Return
–
AUM
$1.06B
AUM Growth
+$34.3M
Cap. Flow
-$34.8M
Cap. Flow %
-3.29%
Top 10 Hldgs %
41.43%
Holding
578
New
37
Increased
154
Reduced
214
Closed
53

Top Buys

Rank Stock Value
1
PRU icon
Prudential Financial
PRU
+$6.43M
2
LMT icon
Lockheed Martin
LMT
+$6.39M
3
VZ icon
Verizon
VZ
+$6.11M
4
WBA
Walgreens Boots Alliance
WBA
+$2.73M
5
CAT icon
Caterpillar
CAT
+$1.93M

Top Sells

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.22M
2
AAPL icon
Apple
AAPL
+$5.59M
3
WLL
Whiting Petroleum Corporation
WLL
+$5.46M
4
WMT icon
Walmart Inc
WMT
+$5.4M
5
WHR icon
Whirlpool
WHR
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 15.16%
2 Financials 12.29%
3 Healthcare 7.87%
4 Consumer Discretionary 7.74%
5 Industrials 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVLT
476
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$157K 0.01%
+55,236
New +$180K
FCX icon
477
Freeport-McMoran
FCX
$96.9B
$155K 0.01%
11,164
-1,534
-12% -$23.2K
GGT
478
Gabelli Multimedia Trust
GGT
$175M
$152K 0.01%
16,694
+39
+0.2% +$347
CHK
479
DELISTED
Chesapeake Energy Corporation
CHK
$151K 0.01%
168
-3
-2% -$2.74K
HL icon
480
Hecla Mining
HL
$11.9B
$143K 0.01%
51,291
-4,000
-7% -$12.2K
MFIC icon
481
MidCap Financial Investment
MFIC
$800M
$133K 0.01%
8,156
-333
-4% -$5.67K
BWG
482
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$131K 0.01%
12,000
– –
SRC
483
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$122K 0.01%
3,020
– –
GPM
484
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$120K 0.01%
13,651
– –
FSM icon
485
Fortuna Silver Mines
FSM
$3.21B
$119K 0.01%
27,340
– –
OCSL icon
486
Oaktree Specialty Lending
OCSL
$1.12B
$114K 0.01%
7,654
-255
-3% -$3.76K
GE icon
487
CALL
GE Aerospace
GE
$384B
$113K 0.01%
2,087
– –
NOK icon
488
Nokia
NOK
$52.4B
$111K 0.01%
19,960
– –
SAN icon
489
Banco Santander
SAN
$210B
$111K 0.01%
23,192
-1,219
-5% -$6.13K
GGN
490
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$109K 0.01%
23,280
+6,600
+40% +$32.5K
FPI
491
Farmland Partners
FPI
$428M
$107K 0.01%
16,000
– –
BBDC icon
492
Barings BDC
BBDC
$982M
$101K 0.01%
10,105
– –
NG icon
493
NovaGold Resources
NG
$3.39B
$98K 0.01%
26,300
– –
JVA icon
494
Coffee Holding Co
JVA
$20M
$90K 0.01%
20,250
– –
NCV
495
Virtus Convertible & Income Fund
NCV
$392M
$90K 0.01%
3,235
+3
+0.1% +$85
CMO
496
DELISTED
Capstead Mortgage Corp.
CMO
$89K 0.01%
11,302
-11,000
-49% -$92.7K
TGTX icon
497
TG Therapeutics
TGTX
$7.68B
$84K 0.01%
+15,000
New +$171K
OXSQ icon
498
Oxford Square Capital
OXSQ
$153M
$83K 0.01%
11,600
– –
DHY
499
Credit Suisse High Yield Credit Fund
DHY
$242M
$82K 0.01%
31,288
-75,225
-71% -$197K
PNNT
500
Pennant Park Investment Corp
PNNT
$245M
$82K 0.01%
11,050
– –
18 19
20
21 22

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Sheaff Brock Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Sheaff Brock Investment Advisors held 578 positions worth $1.06B, up 3.3% from $1.02B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Sheaff Brock Investment Advisors withdrew a net $34.8M in Q3 2018, closing 53 positions and reducing 214 holdings. Its most notable exit was Whiting Petroleum Corporation, an estimated $5.46M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sheaff Brock Investment Advisors opened a new position in American Eagle Outfitters worth $1.08M.

  • Sheaff Brock Investment Advisors's largest Q3 2018 buy was American Eagle Outfitters: 43,321 shares worth $1.08M.
  • Sheaff Brock Investment Advisors added most to Prudential Financial in Q3 2018, an estimated $6.43M increase.
  • Sheaff Brock Investment Advisors's biggest Q3 2018 reduction was DuPont de Nemours, cutting an estimated $6.22M.
  • Sheaff Brock Investment Advisors fully exited Whiting Petroleum Corporation in Q3 2018, selling an estimated $5.46M.
  • Sheaff Brock Investment Advisors's ten largest holdings make up 41% of its $1.06B portfolio in Q3 2018.
  • Sheaff Brock Investment Advisors opened 37 new positions and closed 53 in Q3 2018.
  • Sheaff Brock Investment Advisors's portfolio value rose 3.3% quarter-over-quarter to $1.06B.

Based on Sheaff Brock Investment Advisors's 13F filing for Q3 2018, filed 9 Nov 2018.