Sheaff Brock Investment Advisors’s Oxford Square Capital OXSQ Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio OXSQ Stock Details OXSQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,875	Closed	-$59K	–	472
2019 Q4	$59K	Sell	10,875 -725	-6%	-$4.01K	0.01%	464
2019 Q3	$72K	Hold	11,600	–	–	0.01%	449
2019 Q2	$74K	Hold	11,600	–	–	0.01%	470
2019 Q1	$75K	Hold	11,600	–	–	0.01%	486
2018 Q4	$75K	Hold	11,600	–	–	0.01%	444
2018 Q3	$83K	Hold	11,600	–	–	0.01%	498
2018 Q2	$80K	Hold	11,600	–	–	0.01%	517
2018 Q1	$71K	Hold	11,600	–	–	0.01%	530
2017 Q4	$67K	Sell	11,600 -7,810	-40%	-$48.7K	0.01%	512
2017 Q3	$133K	Sell	19,410 -1,850	-9%	-$12.4K	0.02%	524
2017 Q2	$135K	Buy	21,260 +2,260	+12%	+$16.2K	0.02%	558
2017 Q1	$140K	Sell	19,000 -1,210	-6%	-$8.74K	0.02%	544
2016 Q4	$134K	Sell	20,210 -3,050	-13%	-$18.9K	0.02%	552
2016 Q3	$135K	Buy	23,260 +1,710	+8%	+$10K	0.02%	504
2016 Q2	$114K	Buy	21,550 +250	+1%	+$1.31K	0.01%	537
2016 Q1	$102K	Sell	21,300 -3,500	-14%	-$17.6K	0.01%	556
2015 Q4	$151K	Buy	+24,800	New	+$162K	0.02%	554

Other funds holding OXSQ

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Sheaff Brock Investment Advisors's OXSQ Position: Q1 2020 in Review

Sheaff Brock Investment Advisors sold out of Oxford Square Capital (OXSQ) in Q1 2020, closing a stake of 10,875 shares — an estimated $59K sold.

Sheaff Brock Investment Advisors first reported a position in OXSQ in Q4 2015 and held it in 17 quarters. The position peaked at $151K in Q4 2015. 60 funds tracked by Wall St. Rank hold OXSQ as of Q1 2020.

Sheaff Brock Investment Advisors reported no remaining Oxford Square Capital position as of Q1 2020 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 10,875 Oxford Square Capital shares in Q1 2020, an estimated $59K.
Sheaff Brock Investment Advisors first reported a position in Oxford Square Capital in Q4 2015 and held it in 17 quarters.
Sheaff Brock Investment Advisors's Oxford Square Capital position peaked at $151K in Q4 2015.
60 funds tracked by Wall St. Rank held Oxford Square Capital as of Q1 2020.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2020, filed 30 Apr 2020.