Sheaff Brock Investment Advisors’s MidCap Financial Investment MFIC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-8,156	Closed	-$133K	–	505
2018 Q3	$133K	Sell	8,156 -333	-4%	-$5.67K	0.01%	481
2018 Q2	$142K	Hold	8,489	–	–	0.01%	496
2018 Q1	$133K	Hold	8,489	–	–	0.01%	506
2017 Q4	$144K	Sell	8,489 -72	-0.8%	-$1.29K	0.02%	486
2017 Q3	$157K	Sell	8,561 -333	-4%	-$6.19K	0.02%	512
2017 Q2	$171K	Hold	8,894	–	–	0.02%	532
2017 Q1	$175K	Sell	8,894 -3,534	-28%	-$65.5K	0.02%	522
2016 Q4	$218K	Hold	12,428	–	–	0.03%	494
2016 Q3	$216K	Sell	12,428 -3,900	-24%	-$68.4K	0.03%	450
2016 Q2	$271K	Sell	16,328 -4,766	-23%	-$79.8K	0.03%	399
2016 Q1	$351K	Sell	21,094 -2,378	-10%	-$36.7K	0.04%	350
2015 Q4	$368K	Buy	+23,472	New	+$402K	0.04%	367

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Sheaff Brock Investment Advisors's MFIC Position: Q4 2018 in Review

Sheaff Brock Investment Advisors sold out of MidCap Financial Investment (MFIC) in Q4 2018, closing a stake of 8,156 shares — an estimated $133K sold.

Sheaff Brock Investment Advisors first reported a position in MFIC in Q4 2015 and held it in 12 quarters. The position peaked at $368K in Q4 2015. 166 funds tracked by Wall St. Rank hold MFIC as of Q4 2018.

Sheaff Brock Investment Advisors reported no remaining MidCap Financial Investment position as of Q4 2018 after selling out during the quarter.
Sheaff Brock Investment Advisors sold 8,156 MidCap Financial Investment shares in Q4 2018, an estimated $133K.
Sheaff Brock Investment Advisors first reported a position in MidCap Financial Investment in Q4 2015 and held it in 12 quarters.
Sheaff Brock Investment Advisors's MidCap Financial Investment position peaked at $368K in Q4 2015.
166 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q4 2018.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2018, filed 28 Jan 2019.