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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEMS icon
2376
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$251M
$0 ﹤0.01%
+17
New +$588
FFIV icon
2377
F5
FFIV
$22.7B
– –
-12
Closed -$2K
FIDU icon
2378
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
– –
-887
Closed -$37K
FTDR icon
2379
Frontdoor
FTDR
$6.26B
– –
-79
Closed -$4K
FTI icon
2380
TechnipFMC
FTI
$27.3B
$0 ﹤0.01%
15
-351
-96% -$3.85K
FTK icon
2381
Flotek Industries
FTK
$1.28B
$0 ﹤0.01%
50
– –
FTLS icon
2382
First Trust Long/Short Equity ETF
FTLS
$2.5B
– –
-83
Closed -$4K
FTXL icon
2383
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
– –
-1,473
Closed -$61K
FVCB icon
2384
FVCBankcorp
FVCB
$333M
– –
-6,103
Closed -$85K
GIII icon
2385
G-III Apparel Group
GIII
$1.5B
– –
-3
Closed –
GO icon
2386
Grocery Outlet
GO
$980M
– –
-114
Closed -$4K
GPRO icon
2387
GoPro
GPRO
$126M
$0 ﹤0.01%
100
+80
+400% +$297
GREK
2388
Global X MSCI Greece ETF
GREK
$316M
– –
-833
Closed -$25K
GRMN
2389
Garmin
GRMN
$60B
$0 ﹤0.01%
+4
New +$362
GT icon
2390
Goodyear
GT
$1.85B
– –
-21
Closed –
GTEC icon
2391
Greenland Technologies Holding
GTEC
$14.3M
– –
-2,000
Closed -$10K
HEFA icon
2392
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
– –
-1,909
Closed -$58K
HEI.A icon
2393
HEICO Corp Class A
HEI.A
$37.2B
– –
-23
Closed -$2K
HFRO
2394
Highland Opportunities and Income Fund
HFRO
$407M
$0 ﹤0.01%
+18
New +$210
HFWA icon
2395
Heritage Financial
HFWA
$1.21B
– –
-4,609
Closed -$130K
HLF icon
2396
Herbalife
HLF
$1.29B
– –
-3
Closed –
HLX icon
2397
Helix Energy Solutions
HLX
$1.41B
$0 ﹤0.01%
+237
New +$1.56K
HOUS
2398
DELISTED
Anywhere Real Estate
HOUS
$0 ﹤0.01%
17
– –
HRB icon
2399
H&R Block
HRB
$5.86B
$0 ﹤0.01%
16
-779
-98% -$16.3K
HTHT icon
2400
Huazhu Hotels Group
HTHT
$13B
– –
-41
Closed -$2K
94 95
96
97 98

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.