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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SN icon
2351
SharkNinja
SN
$26.2B
$208K ﹤0.01%
1,858
-188
-9% -$18.5K
NFJ
2352
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.44B
$208K ﹤0.01%
16,131
-30,952
-66% -$399K
JPUS
2353
JPMorgan Diversified Return US Equity ETF
JPUS
$464M
$207K ﹤0.01%
1,672
+12
+0.7% +$1.48K
SGI
2354
Somnigroup International
SGI
$13.6B
$207K ﹤0.01%
2,321
+1,109
+92% +$96.9K
BGY icon
2355
BlackRock Enhanced International Dividend Trust
BGY
$533M
$207K ﹤0.01%
35,225
-8,291
-19% -$47.9K
DOCT
2356
FT Vest US Equity Deep Buffer ETF October
DOCT
$388M
$207K ﹤0.01%
4,676
-4
-0.1% -$175
OUSM icon
2357
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$880M
$207K ﹤0.01%
4,734
+1,621
+52% +$71.2K
PSCQ icon
2358
Pacer Swan SOS Conservative October ETF
PSCQ
$46.9M
$207K ﹤0.01%
7,000
– –
FNB icon
2359
FNB Corp
FNB
$6.75B
$206K ﹤0.01%
12,073
+3,597
+42% +$58.8K
CHAT icon
2360
Roundhill Generative AI & Technology ETF
CHAT
$1.84B
$206K ﹤0.01%
3,499
-191
-5% -$11.8K
GJUL icon
2361
FT Vest US Equity Moderate Buffer ETF July
GJUL
$406M
$205K ﹤0.01%
4,965
-496
-9% -$20.2K
SJNK icon
2362
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$205K ﹤0.01%
8,085
-354
-4% -$8.97K
MHN
2363
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$205K ﹤0.01%
20,000
+10,000
+100% +$103K
PWZ icon
2364
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$204K ﹤0.01%
8,455
+334
+4% +$8.09K
BGRN icon
2365
iShares USD Green Bond ETF
BGRN
$501M
$204K ﹤0.01%
4,251
+47
+1% +$2.26K
POST icon
2366
Post Holdings
POST
$3.45B
$204K ﹤0.01%
2,056
+143
+7% +$14.8K
UMI icon
2367
USCF Midstream Energy Income Fund
UMI
$504M
$203K ﹤0.01%
4,137
– –
BCAL icon
2368
Southern California Bancorp
BCAL
$687M
$202K ﹤0.01%
10,838
+2,504
+30% +$46K
ECAT icon
2369
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.57B
$201K ﹤0.01%
13,057
-4,907
-27% -$78.6K
SHAK icon
2370
Shake Shack
SHAK
$2.89B
$201K ﹤0.01%
2,473
+92
+4% +$8.11K
GDXY
2371
YieldMax Gold Miners Option Income Strategy ETF
GDXY
$241M
$200K ﹤0.01%
+12,500
New +$203K
DCI icon
2372
Donaldson
DCI
$11.2B
$200K ﹤0.01%
2,255
-163
-7% -$14.2K
MT icon
2373
ArcelorMittal
MT
$55.7B
$200K ﹤0.01%
4,383
+946
+28% +$38.9K
LUMN icon
2374
Lumen
LUMN
$6.85B
$199K ﹤0.01%
25,660
+1,014
+4% +$8.35K
MUC icon
2375
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$199K ﹤0.01%
18,771
-84,645
-82% -$909K
93 94
95
96 97

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.