Rockefeller Capital Management’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Rockefeller Capital Management’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$208K	Buy	4,745 +11	+0.2%	+$499	﹤0.01%	2474
2025 Q4	$207K	Buy	4,734 +1,621	+52%	+$71.2K	﹤0.01%	2357
2025 Q3	$139K	Buy	+3,113	New	+$138K	﹤0.01%	2401
2023 Q1	–	Sell	-1,421	Closed	-$47K	–	3305
2022 Q4	$47K	Buy	1,421 +865	+156%	+$28.7K	﹤0.01%	2422
2022 Q3	$16K	Buy	556 +2	+0.4%	+$66	﹤0.01%	2872
2022 Q2	$17K	Sell	554 -269	-33%	-$8.94K	﹤0.01%	2834
2022 Q1	$28K	Buy	823 +2	+0.2%	+$70	﹤0.01%	2581
2021 Q4	$30K	Buy	821 +58	+8%	+$2.11K	﹤0.01%	2443
2021 Q3	$26K	Hold	763	–	–	﹤0.01%	2470
2021 Q2	$26K	Buy	+763	New	+$26.9K	﹤0.01%	2373

Other funds holding OUSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Rockefeller Capital Management's OUSM Position: Q1 2026 in Review

Rockefeller Capital Management increased its ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) stake by 0.23% in Q1 2026, buying an estimated $499 and bringing the position to 4,745 shares worth $208K. The position accounts for ﹤0.01% of the portfolio, ranked #2474.

Rockefeller Capital Management first reported a position in OUSM in Q2 2021 and has held it in 10 quarters since. 125 funds tracked by Wall St. Rank hold OUSM as of Q1 2026.

Rockefeller Capital Management held 4,745 shares of ALPS O'Shares US Small-Cap Quality Dividend ETF worth $208K as of Q1 2026.
Rockefeller Capital Management bought 11 ALPS O'Shares US Small-Cap Quality Dividend ETF shares in Q1 2026, an estimated $499.
ALPS O'Shares US Small-Cap Quality Dividend ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2474 holding.
Rockefeller Capital Management first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q2 2021 and has held it in 10 quarters since.
125 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.